DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Departures from Walnut Street Securities, Inc.

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

Advisor	From	To	Type	Left	Registered
Bryan Raymond Paquette	Walnut Street Securities, Inc. other	Cetera Investment Advisers LLC BD affiliated	Other	Sep 3, 2013	Jun 29, 2023 (3586 d)
Gregory Jay Barcello	Walnut Street Securities, Inc. other	Cetera Investment Advisers LLC BD affiliated	Other	Sep 3, 2013	Jun 29, 2023 (3586 d)
Jon Bryan Deane	Walnut Street Securities, Inc. other	Cetera Investment Advisers LLC BD affiliated	Other	Sep 3, 2013	May 25, 2023 (3551 d)
George Bailey Martin	Walnut Street Securities, Inc. other	Cetera Investment Advisers LLC BD affiliated	Other	Sep 3, 2013	Jun 29, 2023 (3586 d)
Carl Joseph Camillo	Walnut Street Securities, Inc. other	Cetera Investment Advisers LLC BD affiliated	Other	Sep 3, 2013	Jun 29, 2023 (3586 d)
Eric Paul Zeitlin	Walnut Street Securities, Inc. other	Raymond James Financial Services Advisors, Inc other	Other	Sep 3, 2013	Sep 11, 2013
Marsha Miriam Rubin	Walnut Street Securities, Inc. other	Cetera Investment Advisers LLC BD affiliated	Other	Sep 3, 2013	Jun 29, 2023 (3586 d)
Joseph Frederick Thompson	Walnut Street Securities, Inc. other	Cetera Investment Advisers LLC BD affiliated	Other	Sep 3, 2013	Jun 29, 2023 (3586 d)
Michael Thomas Bearducci	Walnut Street Securities, Inc. other	Cetera Investment Advisers LLC BD affiliated	Other	Sep 3, 2013	Jun 29, 2023 (3586 d)
Kevin Michael Gaines	Walnut Street Securities, Inc. other	American Financial Management Group, Ltd. other	Other	Sep 3, 2013	Jan 12, 2011
Christopher Sebastian Liotta	Walnut Street Securities, Inc. other	Cetera Investment Advisers LLC BD affiliated	Other	Sep 3, 2013	Jun 29, 2023 (3586 d)
Jason Andrew Iannantuono	Walnut Street Securities, Inc. other	Cetera Advisor Networks LLC other	Other	Sep 3, 2013	Sep 3, 2013
James Calvin Hulsey	Walnut Street Securities, Inc. other	Cetera Investment Advisers LLC BD affiliated	Other	Sep 3, 2013	Jun 29, 2023 (3586 d)
Matthew Glynn Oxenreiter	Walnut Street Securities, Inc. other	Securities Brokerage Services state registered	Other	Sep 3, 2013	May 11, 2011
Kim E Sherwood	Walnut Street Securities, Inc. other	Lfg Advisory Services unclassified	Other	Sep 3, 2013	Feb 15, 2007
Denise Louise Reed	Walnut Street Securities, Inc. other	Cetera Investment Advisers LLC BD affiliated	Other	Sep 3, 2013	Jun 29, 2023 (3586 d)
Michael Ross Cournoyer	Walnut Street Securities, Inc. other	Cetera Investment Advisers LLC BD affiliated	Other	Sep 3, 2013	Jun 29, 2023 (3586 d)
Lesa Feuillet Haas	Walnut Street Securities, Inc. other	Cetera Investment Advisers LLC BD affiliated	Other	Sep 3, 2013	Jun 29, 2023 (3586 d)
Dennis Joseph Donovan	Walnut Street Securities, Inc. other	Cetera Investment Advisers LLC BD affiliated	Other	Sep 3, 2013	Jun 29, 2023 (3586 d)
Benjamin Thomas Haymart	Walnut Street Securities, Inc. other	Cetera Investment Advisers LLC BD affiliated	Other	Sep 3, 2013	Jun 29, 2023 (3586 d)
Scott William Lay	Walnut Street Securities, Inc. other	Cetera Investment Advisers LLC BD affiliated	Other	Sep 3, 2013	Jun 29, 2023 (3586 d)
Cheryl Lynn Norman	Walnut Street Securities, Inc. other	Savage And Associates, Inc. unclassified	Other	Sep 3, 2013	Jun 7, 2004
Angela Marie Berry	Walnut Street Securities, Inc. other	Vantage Financial Group, Inc. other	Other	Sep 3, 2013	Nov 9, 2012
Lee Frederick Hediger	Walnut Street Securities, Inc. other	Raymond James Financial Services Advisors, Inc other	Other	Sep 3, 2013	Sep 11, 2013
Omar Mohammed Hussain Baig	Walnut Street Securities, Inc. other	Cetera Investment Advisers LLC BD affiliated	Other	Sep 3, 2013	Jun 29, 2023 (3586 d)
Michael Anthony Laporte	Walnut Street Securities, Inc. other	Vicus Capital, Inc. other	Other	Sep 3, 2013	Oct 12, 2011
William Thomas Mawby	Walnut Street Securities, Inc. other	Financial Management Strategies, Inc. other	Other	Sep 3, 2013	Jan 21, 2010
Michael Andrew Battaglia	Walnut Street Securities, Inc. other	Cetera Investment Advisers LLC BD affiliated	Other	Sep 3, 2013	Jun 29, 2023 (3586 d)
Edward Michael Kelleher	Walnut Street Securities, Inc. other	Cetera Investment Advisers LLC BD affiliated	Other	Sep 3, 2013	Jun 29, 2023 (3586 d)
Brendan Thomas Hayes	Walnut Street Securities, Inc. other	Raymond James Financial Services Advisors, Inc other	Other	Sep 3, 2013	Sep 11, 2013
Keith Andrew Adams	Walnut Street Securities, Inc. other	Cetera Advisor Networks LLC other	Other	Sep 3, 2013	Sep 3, 2013
Jeffrey David Colvin	Walnut Street Securities, Inc. other	Cetera Investment Advisers LLC BD affiliated	Other	Sep 3, 2013	Jun 29, 2023 (3586 d)
Stephanie White Mccullough	Walnut Street Securities, Inc. other	Cetera Advisor Networks LLC other	Other	Sep 3, 2013	Sep 3, 2013
Christopher Ernest Noviello	Walnut Street Securities, Inc. other	Noviello Financial Group, Inc. unclassified	Other	Sep 3, 2013	Sep 20, 2011
Michael Hampton Westbrooks	Walnut Street Securities, Inc. other	Cetera Advisor Networks LLC other	Other	Sep 3, 2013	Sep 3, 2013
Lloyd Vincent Naes	Walnut Street Securities, Inc. other	Cetera Investment Advisers LLC BD affiliated	Other	Sep 3, 2013	Jun 29, 2023 (3586 d)
Scott Donald Seymour	Walnut Street Securities, Inc. other	Vicus Capital, Inc. other	Other	Sep 3, 2013	Dec 1, 2010
James Jacob Mcdonald	Walnut Street Securities, Inc. other	Vicus Capital, Inc. other	Other	Sep 3, 2013	Aug 2, 2011
Mark G Mannarelli	Walnut Street Securities, Inc. other	Cetera Advisor Networks LLC other	Other	Sep 3, 2013	Sep 3, 2013
Paiwei Lee	Walnut Street Securities, Inc. other	Cetera Investment Advisers LLC BD affiliated	Other	Sep 3, 2013	Jun 29, 2023 (3586 d)
Jeffrey Randle Harter Cantrell	Walnut Street Securities, Inc. other	Cetera Investment Advisers LLC BD affiliated	Other	Sep 3, 2013	Jun 29, 2023 (3586 d)
Richard Franklyn Detillio	Walnut Street Securities, Inc. other	Vantage Financial Group, Inc. other	Other	Sep 3, 2013	Nov 9, 2012
Robbi Jill Young	Walnut Street Securities, Inc. other	Cetera Investment Advisers LLC BD affiliated	Other	Sep 3, 2013	Jun 29, 2023 (3586 d)
Anthony Jay Cisco	Walnut Street Securities, Inc. other	Vantage Financial Group, Inc. other	Other	Sep 3, 2013	Oct 9, 2007
Rodney Keith Dooley	Walnut Street Securities, Inc. other	Carolina Wealth Management, LLC unclassified	Other	Sep 3, 2013	Mar 2, 2006
Charles David Wallin	Walnut Street Securities, Inc. other	Cetera Investment Advisers LLC BD affiliated	Other	Sep 3, 2013	Jun 29, 2023 (3586 d)
Paul Norman Potadle	Walnut Street Securities, Inc. other	Cetera Investment Advisers LLC BD affiliated	Other	Sep 3, 2013	Jun 29, 2023 (3586 d)
Richard J Jurusz	Walnut Street Securities, Inc. other	Cetera Investment Advisers LLC BD affiliated	Other	Sep 3, 2013	Jun 29, 2023 (3586 d)
Harlan Vincent Miller	Walnut Street Securities, Inc. other	Cetera Investment Advisers LLC BD affiliated	Other	Sep 3, 2013	Jun 29, 2023 (3586 d)
Steven Douglas Blair	Walnut Street Securities, Inc. other	Cetera Investment Advisers LLC BD affiliated	Other	Sep 3, 2013	Jun 29, 2023 (3586 d)
Susan Wooldridge Yeatts	Walnut Street Securities, Inc. other	Carolina Wealth Management, LLC unclassified	Other	Sep 3, 2013	Mar 2, 2006
Billy C Romine	Walnut Street Securities, Inc. other	Cetera Investment Advisers LLC BD affiliated	Other	Sep 3, 2013	Jun 29, 2023 (3586 d)
Charles Gary Drake	Walnut Street Securities, Inc. other	Cetera Advisor Networks LLC other	Other	Sep 3, 2013	Sep 3, 2013
David Keith Hovis	Walnut Street Securities, Inc. other	Cetera Advisor Networks LLC other	Other	Sep 3, 2013	Sep 3, 2013
Mark D. Douglas	Walnut Street Securities, Inc. other	Cetera Investment Advisers LLC BD affiliated	Other	Sep 3, 2013	Jun 29, 2023 (3586 d)
David Jason Dugger	Walnut Street Securities, Inc. other	Cetera Advisor Networks LLC other	Other	Sep 3, 2013	Sep 3, 2013
Solomon Michael Childs	Walnut Street Securities, Inc. other	Vantage Financial Group, Inc. other	Other	Sep 3, 2013	Apr 28, 2011
Michael Maxwell Smith	Walnut Street Securities, Inc. other	Vantage Financial Group, Inc. other	Other	Sep 3, 2013	Oct 24, 2011
Kevin Michael Zoltek	Walnut Street Securities, Inc. other	Cetera Investment Advisers LLC BD affiliated	Other	Sep 3, 2013	Jun 29, 2023 (3586 d)
Stuart Fraser Cameron	Walnut Street Securities, Inc. other	Cetera Investment Advisers LLC BD affiliated	Other	Sep 3, 2013	Jun 29, 2023 (3586 d)

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319 moves match.