DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Departures from Peachcap Tax & Advisory, LLC

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Steven CuetoPeachcap Tax & Advisory, LLC independent RIAFidelity Personal And Workplace Advisors BD affiliatedRIA to affiliated broker-dealer or bankJan 31, 2023Feb 17, 2023
Matthew Daniel GoodwinPeachcap Tax & Advisory, LLC independent RIAStrategic Blueprint, LLC independent RIARIA to RIAJul 27, 2022Jul 19, 2022
Terry StoorPeachcap Tax & Advisory, LLC independent RIAHenssler Financial independent RIARIA to RIAOct 3, 2018Dec 5, 2018 (63 d)
Thomas H. RussellPeachcap Tax & Advisory, LLC independent RIANarwhal Capital Management mixed wealthRIA to RIAOct 3, 2018Oct 12, 2018
Mark AxmacherPeachcap Tax & Advisory, LLC independent RIAKruse Asset Management, LLC independent RIARIA to RIAAug 20, 2018Aug 9, 2018
Henry Martin KlausmanPeachcap Tax & Advisory, LLC otherTriad Advisors, LLC otherOtherAug 19, 2016Jul 20, 2016
Robert Gerald GogginPeachcap Tax & Advisory, LLC otherWealth Management Advisors, LLC otherOtherAug 15, 2016Aug 16, 2016
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7 moves match.