DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Departures from Wealthplan Partners

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Roger Stephen AugustynWealthplan Partners independent RIAArbor Point Advisors BD affiliatedRIA to affiliated broker-dealer or bankMay 16, 2019May 20, 2019
Patricia Lynn Sacco KruegerWealthplan Partners otherSilverleaf Advisor Group, LLC no RAUMOtherAug 22, 2017Feb 28, 2017
Curtis Lynn KruegerWealthplan Partners otherSilverleaf Advisor Group, LLC no RAUMOtherMay 1, 2017Jan 3, 2017
Gerald Thomas RogersWealthplan Partners otherFirethorn Wealth Partners, LLC no RAUMOtherMay 1, 2017Sep 4, 2018 (491 d)
Raymond Scott BenjaminWealthplan Partners otherFirethorn Wealth Partners, LLC no RAUMOtherMay 1, 2017Oct 11, 2018 (528 d)
Melinda Haire McreeWealthplan Partners otherFirethorn Wealth Partners, LLC no RAUMOtherMay 1, 2017Aug 23, 2018 (479 d)
Fred William SchellpeperWealthplan Partners otherSilverleaf Advisor Group, LLC no RAUMOtherMay 1, 2017Mar 20, 2017
Justin Michael GibsonWealthplan Partners otherSilverleaf Advisor Group, LLC no RAUMOtherMay 1, 2017Jan 3, 2017
Kevin White SweeneyWealthplan Partners otherFirethorn Wealth Partners, LLC no RAUMOtherMay 1, 2017Aug 24, 2018 (480 d)
Paul Michael LeoneWealthplan Partners otherMariner Advisor Network otherOtherMar 28, 2017Nov 1, 2016
Alan Michael RomeroWealthplan Partners otherLPL Financial LLC otherOtherMar 28, 2017Jan 6, 2016
Ralph Joseph AielloWealthplan Partners otherFounders Financial Alliance, LLC otherOtherMar 28, 2017Mar 31, 2017
Suthipong Robert ChitrathornWealthplan Partners otherMariner Advisor Network otherOtherMar 28, 2017Nov 1, 2016
Gregory Michael NardolilloWealthplan Partners otherAurora Private Wealth, Inc. otherOtherJan 19, 2017Feb 16, 2017
Nicholas Joel EngelWealthplan Partners otherBancwest Investment Services, Inc. (Bwis) otherOtherJan 12, 2017Jan 30, 2017
Cory Joseph LeckieWealthplan Partners otherMariner Advisor Network otherOtherDec 6, 2016Nov 1, 2016
Jon Mark MasseyWealthplan Partners otherMariner Advisor Network otherOtherNov 11, 2016Nov 1, 2016
Kenichi IgarashiWealthplan Partners otherMariner Advisor Network otherOtherNov 11, 2016Nov 1, 2016
Aaron Nazar JohnsonWealthplan Partners otherMariner Advisor Network otherOtherNov 11, 2016Nov 1, 2016
Ian Mitchell MasseyWealthplan Partners otherMariner Advisor Network otherOtherNov 11, 2016Nov 1, 2016
Rebecca D RupeWealthplan Partners otherMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseOtherOct 10, 2016Sep 1, 2016
Michael Leo SheaWealthplan Partners otherWealthplan Investment Management LLC independent RIAOtherNov 30, 2015Nov 8, 2023 (2900 d)
Kevin Richard ZemannWealthplan Partners otherLittle Bird Financial, LLC state registeredOtherJul 21, 2015May 28, 2026 (3964 d)
Joel Timothy WingWealthplan Partners otherTd Ameritrade, Inc. no RAUMOtherJul 20, 2015Dec 8, 2016 (507 d)
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24 moves match.