DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Investor Fan
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Brian Kirby Stallcop | Investor Fan independent RIA | Wealth Enhancement Advisory Services, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Jul 2, 2026 | May 1, 2026 |
| Maggie Sayers | Investor Fan independent RIA | Tendful Wealth Planning state registered | RIA to a state-registered adviser | Jun 24, 2026 | Apr 30, 2026 |
| Coleman Williams Pollard | Investor Fan independent RIA | Steelhead Wealth Management no RAUM | RIA to a newly registered adviser | Feb 2, 2026 | Feb 2, 2026 |
| Michael S Ellis | Investor Fan independent RIA | Steelhead Wealth Management no RAUM | RIA to a newly registered adviser | Feb 2, 2026 | Feb 2, 2026 |
| Ben Y Peden | Investor Fan independent RIA | Focus Partners Wealth, LLC independent RIA | RIA to RIA | Apr 4, 2025 | Apr 29, 2025 |
| Erin Lea Weber | Investor Fan independent RIA | Black Diamond Financial, LLC independent RIA | RIA to RIA | Mar 20, 2025 | Apr 28, 2025 (39 d) |
| Kyle Richard Hunter | Investor Fan independent RIA | Hunter Investment Services LLC state registered | RIA to a state-registered adviser | Sep 21, 2024 | Nov 1, 2024 (41 d) |
| Brian Dat Nguyen | Investor Fan independent RIA | Twin Peaks Wealth Advisors no RAUM | RIA to a newly registered adviser | Jan 17, 2023 | Dec 15, 2022 |
| Patrick Bauzon | Investor Fan independent RIA | Twin Peaks Wealth Advisors no RAUM | RIA to a newly registered adviser | Jan 17, 2023 | Dec 15, 2022 |
| Techi Pugeda Carreon | Investor Fan independent RIA | Baker Street Asset Management, LLC independent RIA | RIA to RIA | Mar 1, 2019 | Feb 28, 2019 |
| Robert John Blanusa | Investor Fan other | Napa Wealth Management other | Other | Oct 1, 2015 | Sep 25, 2015 |
| Melissa Davis | Investor Fan other | Straight Line Investment Group, LLC state registered | Other | Mar 4, 2013 | May 6, 2013 (63 d) |
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12 moves match.