DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Ten Capital Wealth Advisors, LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Robert Craig Bishopp | Ten Capital Wealth Advisors, LLC independent RIA | Hightower Advisors, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Nov 29, 2023 | Jul 23, 2023 |
| Timothy Mark Mitrovich | Ten Capital Wealth Advisors, LLC independent RIA | Hightower Advisors, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Nov 29, 2023 | Jun 23, 2023 |
| David Gordon | Ten Capital Wealth Advisors, LLC independent RIA | Hightower Advisors, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Nov 29, 2023 | Jun 23, 2023 |
| Benjamin Klundt | Ten Capital Wealth Advisors, LLC independent RIA | Hightower Advisors, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Nov 29, 2023 | Jun 23, 2023 |
| Jacob Christian Timm | Ten Capital Wealth Advisors, LLC independent RIA | Hightower Advisors, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Nov 29, 2023 | Jun 23, 2023 |
| Ryan Fisher | Ten Capital Wealth Advisors, LLC independent RIA | Hightower Advisors, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Nov 29, 2023 | Jun 23, 2023 |
| Jon Walter Heideman | Ten Capital Wealth Advisors, LLC independent RIA | Hightower Advisors, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Nov 29, 2023 | Jun 23, 2023 |
| Max Bennett | Ten Capital Wealth Advisors, LLC independent RIA | Hightower Advisors, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Nov 29, 2023 | Jun 23, 2023 |
| Sage Noel Swanson | Ten Capital Wealth Advisors, LLC independent RIA | Evergreen Capital Management LLC independent RIA | RIA to RIA | Nov 21, 2022 | Dec 12, 2022 |
| Jonna Leigh Damiano | Ten Capital Wealth Advisors, LLC independent RIA | LPL Financial LLC independent RIA | RIA to RIA | Feb 16, 2022 | Sep 14, 2022 (210 d) |
| Michael James Vickerman | Ten Capital Wealth Advisors, LLC independent RIA | Vickerman Investment Advisors, Inc. no RAUM | RIA to a newly registered adviser | Jun 30, 2021 | Jul 1, 2021 |
| Amy Jo Van Lierop | Ten Capital Wealth Advisors, LLC independent RIA | Vickerman Investment Advisors, Inc. no RAUM | RIA to a newly registered adviser | Jun 30, 2021 | Jul 1, 2021 |
| Stephanie Lee Farrar | Ten Capital Wealth Advisors, LLC independent RIA | Integrity Financial Strategies state registered | RIA to a state-registered adviser | Dec 15, 2020 | Feb 9, 2021 (56 d) |
| Cassandra Carol Camerer | Ten Capital Wealth Advisors, LLC independent RIA | Creativeone Wealth, LLC independent RIA | RIA to RIA | Mar 2, 2020 | Jul 1, 2019 |
| Ronald Ray Kincaid | Ten Capital Wealth Advisors, LLC independent RIA | Creativeone Wealth, LLC independent RIA | RIA to RIA | Jun 19, 2019 | May 22, 2019 |
| Tyson Samuel Blake | Ten Capital Wealth Advisors, LLC other | Meridian Capital Management, LLC unclassified | Other | Nov 11, 2014 | Oct 22, 2014 |
| John F Bevan | Ten Capital Wealth Advisors, LLC other | Cjb Financial Group LLC unclassified | Other | Nov 11, 2014 | Jul 24, 2013 |
| Kyle Thomas Knigge | Ten Capital Wealth Advisors, LLC other | Meridian Capital Management, LLC unclassified | Other | Mar 17, 2014 | Sep 23, 2014 (190 d) |
| Joshua Michael Mastel | Ten Capital Wealth Advisors, LLC other | Twenty Twenty Investment Advisors, LLC independent RIA | Other | Aug 9, 2013 | Mar 30, 2016 (964 d) |
| Steven T Larsen | Ten Capital Wealth Advisors, LLC other | Cjb Financial Group LLC unclassified | Other | Jul 22, 2013 | Jun 24, 2013 |
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20 moves match.