DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Innovative Investment Fiduciaries, LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Michele Girgenti | Innovative Investment Fiduciaries, LLC no RAUM | Fidelity Personal And Workplace Advisors BD affiliated | Other | Jun 23, 2021 | Nov 23, 2021 (153 d) |
| Daniel Patrick Foley | Innovative Investment Fiduciaries, LLC no RAUM | Lockton Investment Advisors, LLC institutional | Other | Jun 1, 2021 | Jul 1, 2021 |
| John Joseph Obrien | Innovative Investment Fiduciaries, LLC no RAUM | Valic Financial Advisors, Inc. BD affiliated | Other | Jul 8, 2020 | May 18, 2021 (314 d) |
| Nicole Marie Offerman | Innovative Investment Fiduciaries, LLC no RAUM | Rtd Financial Advisors Inc independent RIA | Other | Apr 24, 2018 | Oct 4, 2018 (163 d) |
Page 1 of 1
4 moves match.