DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Departures from Compass Ion Advisors, LLC

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Stephen Mckim EllikerCompass Ion Advisors, LLC independent RIAVanguard Advisers, Inc. BD affiliatedRIA to affiliated broker-dealer or bankJan 4, 2021Feb 9, 2021 (36 d)
Gregory Harrison ReifCompass Ion Advisors, LLC independent RIAJfs Wealth Advisors, LLC independent RIARIA to RIADec 15, 2020Feb 2, 2021 (49 d)
Douglas Robyn MacgrayCompass Ion Advisors, LLC independent RIAStonecrop Wealth Advisors, LLC no RAUMRIA to a newly registered adviserApr 2, 2020Jan 2, 2020
Cassandra QueenCompass Ion Advisors, LLC independent RIAStonecrop Wealth Advisors, LLC no RAUMRIA to a newly registered adviserApr 2, 2020Jan 2, 2020
Logan Daniel MacgrayCompass Ion Advisors, LLC independent RIAStonecrop Wealth Advisors, LLC no RAUMRIA to a newly registered adviserApr 2, 2020Jan 2, 2020
William James ArtzerounianCompass Ion Advisors, LLC independent RIAGrove Street Fiduciary, LLC independent RIARIA to RIAJul 22, 2019Sep 4, 2019 (44 d)
Benjamin Monroe DourteCompass Ion Advisors, LLC independent RIAVanguard Advisers, Inc. BD affiliatedRIA to affiliated broker-dealer or bankSep 19, 2018Oct 4, 2018
Justin Albert HarveyCompass Ion Advisors, LLC otherApm Wealth state registeredOtherOct 4, 2017Nov 6, 2017 (33 d)
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8 moves match.