DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Departures from Red Oak Financial Group

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Erin Lynn VillamizarRed Oak Financial Group independent RIAModera Wealth Management, LLC independent RIARIA to RIAOct 16, 2025Oct 17, 2025
Jason Anthony KovalRed Oak Financial Group independent RIAElite Income Advisors, Inc. independent RIARIA to RIAMar 21, 2025Jul 2, 2025 (103 d)
Aaron Abel TyburskiRed Oak Financial Group mixed wealthOsaic Wealth, Inc. BD affiliatedRIA to affiliated broker-dealer or bankJan 3, 2025Jan 10, 2025
Jonathon Louis DefeoRed Oak Financial Group mixed wealthElite Income Advisors, Inc. independent RIARIA to RIANov 27, 2024Jan 13, 2025 (47 d)
Beth Noelle NoriRed Oak Financial Group mixed wealthKestra Advisory Services, LLC BD affiliatedRIA to affiliated broker-dealer or bankFeb 17, 2022Mar 8, 2022
Brandon LuckettRed Oak Financial Group mixed wealthCnl Educational Institute, LLC no RAUMOtherDec 23, 2020Jan 4, 2021
John Caldwell RastRed Oak Financial Group mixed wealthMorgan Stanley wirehouseRIA to wirehouseOct 8, 2019Feb 10, 2025 (1952 d)
William Michael SmithRed Oak Financial Group mixed wealthStrategic Advisers LLC national BDRIA to affiliated broker-dealer or bankMay 11, 2018May 29, 2018
Jason Michael SimmonsRed Oak Financial Group otherFisher Investments otherOtherOct 13, 2015Apr 26, 2017 (561 d)
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9 moves match.