DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Tl Private Wealth
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Harold August Michael DéDé | Tl Private Wealth independent RIA | Cambridge Investment Research Advisors, Inc. BD affiliated | RIA to affiliated broker-dealer or bank | Jul 31, 2025 | Aug 1, 2025 |
| Hunter Lee Archibald | Tl Private Wealth independent RIA | Hapax Capital LLC unclassified | Other | Mar 1, 2019 | May 17, 2021 (808 d) |
| Nicholas Joseph Daugherty | Tl Private Wealth independent RIA | Independent Financial Partners independent RIA | RIA to RIA | Jun 15, 2018 | Jun 15, 2018 |
| Wallace Richard Carlson | Tl Private Wealth other | Advisory Services Network other | Other | Jan 29, 2018 | Jan 29, 2018 |
| Mark Anthony Pomeroy | Tl Private Wealth other | Ascent Capital Partners, LLC mixed wealth | Other | Jan 9, 2018 | Jan 3, 2018 |
| Jonathan Loeffler | Tl Private Wealth other | Riley Wealth Advisors, LLC independent RIA | Other | Sep 6, 2017 | Oct 28, 2017 (52 d) |
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6 moves match.