DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Departures from The Retirement Guys Formula

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Kenneth Michael SullivanThe Retirement Guys Formula independent RIARetire Pittsburgh Management LLC state registeredRIA to a state-registered adviserDec 31, 2025Aug 13, 2021
Shane William GalinoThe Retirement Guys Formula independent RIARetire Pittsburgh Management LLC state registeredRIA to a state-registered adviserDec 31, 2025Aug 13, 2021
Rebekah Suzanne KigerThe Retirement Guys Formula independent RIARetire Pittsburgh Management LLC state registeredRIA to a state-registered adviserDec 31, 2025Aug 13, 2021
Scott A OsbornThe Retirement Guys Formula independent RIAPatriot Wealth Planners LLC state registeredRIA to a state-registered adviserNov 14, 2024Oct 18, 2023
Tyler NowotnyThe Retirement Guys Formula independent RIATransamerica Retirement Advisors, LLC BD affiliatedRIA to affiliated broker-dealer or bankOct 12, 2021Nov 5, 2021
Kevin Alan SnowThe Retirement Guys Formula independent RIABlackridge Asset Management, LLC independent RIARIA to RIAAug 11, 2021Sep 15, 2020
Eric Michael GloverThe Retirement Guys Formula otherFisher Investments independent RIAOtherNov 4, 2019Nov 20, 2019
Mark Douglas ClairThe Retirement Guys Formula otherBlackridge Asset Management, LLC otherOtherAug 9, 2017May 30, 2017
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8 moves match.