DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Ibex Wealth Advisors, LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Melinda B Gaertner | Ibex Wealth Advisors, LLC independent RIA | Leigh Baldwin & Co., LLC independent RIA | RIA to RIA | Dec 9, 2024 | Jan 17, 2025 (39 d) |
| Jed Glick | Ibex Wealth Advisors, LLC independent RIA | Seelaus Asset Management, LLC mixed wealth | RIA to RIA | Oct 8, 2020 | Oct 2, 2020 |
| Annu Mccarthy | Ibex Wealth Advisors, LLC independent RIA | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | RIA to wirehouse | Sep 24, 2018 | Jan 8, 2019 (106 d) |
| Daniel Michael Rosenthal | Ibex Wealth Advisors, LLC other | Private Advisor Group, LLC other | Other | Jun 20, 2016 | Jun 7, 2016 |
| Steven Thomas Mcgovern | Ibex Wealth Advisors, LLC other | LPL Financial LLC other | Other | Mar 28, 2016 | Mar 28, 2016 |
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5 moves match.