DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Rmr Wealth Builders, Inc.
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Nicholas Edward Cooper | Rmr Wealth Builders, Inc. independent RIA | Commonwealth Financial Network national BD | RIA to affiliated broker-dealer or bank | Jun 30, 2026 | Jul 7, 2026 |
| Sean M Czepiel | Rmr Wealth Builders, Inc. independent RIA | Nationwide Investment Advisors, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Aug 13, 2025 | Sep 9, 2025 |
| Martin David Eisenstein | Rmr Wealth Builders, Inc. independent RIA | Integrated Wealth Concepts LLC independent RIA | RIA to RIA | Mar 27, 2025 | Mar 19, 2025 |
| Michael Richard Brennan | Rmr Wealth Builders, Inc. independent RIA | Calton & Associates, Inc. independent RIA | RIA to RIA | Apr 26, 2024 | Jan 2, 2026 (616 d) |
| Stephen A. Manzi | Rmr Wealth Builders, Inc. independent RIA | LPL Financial LLC independent RIA | RIA to RIA | Jun 16, 2022 | Jul 15, 2022 |
| Douglas Eugene Grove | Rmr Wealth Builders, Inc. mixed wealth | Fidelity Personal And Workplace Advisors BD affiliated | RIA to affiliated broker-dealer or bank | Jan 27, 2021 | Jan 29, 2021 |
| James Rice | Rmr Wealth Builders, Inc. mixed wealth | J.P. Morgan Securities LLC wirehouse | RIA to wirehouse | Dec 4, 2020 | Dec 23, 2020 |
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7 moves match.