| Carter Ashly Morrison | Gbs Advisors other | Western International Securities other | Other | Dec 31, 2014 | Jan 2, 2015 |
| Marc Michael Miller | Gbs Advisors other | Western International Securities other | Other | Dec 31, 2014 | Jan 2, 2015 |
| Robert Steven Wilkinson | Gbs Advisors other | Western International Securities other | Other | Dec 31, 2014 | Jan 5, 2015 |
| Thomas Raymond Biggs | Gbs Advisors other | Western International Securities other | Other | Dec 31, 2014 | Jan 2, 2015 |
| Christopher Todd Irvin | Gbs Advisors other | Western International Securities other | Other | Dec 31, 2014 | Jan 2, 2015 |
| Charles Baker Bachtell | Gbs Advisors other | Western International Securities other | Other | Dec 31, 2014 | Jan 2, 2015 |
| Karen Jaber | Gbs Advisors other | Western International Securities other | Other | Dec 31, 2014 | Jan 2, 2015 |
| Clifford Newton Gamble | Gbs Advisors other | Western International Securities other | Other | Dec 31, 2014 | Jan 2, 2015 |
| Gerard Paul Gloisten | Gbs Advisors other | Western International Securities other | Other | Dec 31, 2014 | Jan 2, 2015 |
| Adam Senator Wiatrak | Gbs Advisors other | Western International Securities other | Other | Dec 31, 2014 | Jan 2, 2015 |
| Mark Anton Baksic | Gbs Advisors other | Western International Securities other | Other | Dec 31, 2014 | Jan 2, 2015 |
| Alexander John Nweeia | Gbs Advisors other | Western International Securities other | Other | Dec 31, 2013 | Apr 20, 2015 (475 d) |
| Michael Ole Kokesh | Gbs Advisors other | Western International Securities other | Other | Dec 31, 2013 | Jan 5, 2015 (370 d) |
| Manotham Ward | Gbs Advisors other | Morgan Stanley wirehouse | Other | Dec 13, 2013 | Oct 5, 2018 (1757 d) |
| Hani Yacoub Musleh | Gbs Advisors other | Cetera Investment Advisers LLC BD affiliated | Other | Dec 2, 2013 | Jun 29, 2023 (3496 d) |
| Robert Franklin Hansen | Gbs Advisors other | Vantage Point Investments, Inc. state registered | Other | Dec 2, 2013 | Dec 11, 2013 |
| Michael Dee Minnoch | Gbs Advisors other | Vantage Point Investments, Inc. state registered | Other | Dec 2, 2013 | Dec 1, 2016 (1095 d) |
| Maryann Ferguson Harrison | Gbs Advisors other | Mccullough & Associates LLC other | Other | Dec 2, 2013 | Jul 26, 2013 |
| Lynn Marie Le Goy | Gbs Advisors other | Calton & Associates, Inc. other | Other | Nov 26, 2013 | Dec 11, 2013 |
| Andrew Devore Boyd | Gbs Advisors other | Core Financial Advisors independent RIA | Other | Nov 15, 2013 | Feb 28, 2025 (4123 d) |
| Robert Owen Boyd | Gbs Advisors other | Core Financial Advisors no RAUM | Other | Nov 15, 2013 | Oct 16, 2013 |
| Michael John Hall | Gbs Advisors other | Mcm Wealth independent RIA | Other | Dec 31, 2012 | Jun 13, 2013 (164 d) |
| Trevor Looney | Gbs Advisors other | Wells Fargo Advisors wirehouse | Other | Nov 9, 2012 | Feb 22, 2013 (105 d) |
| Brian Lynn Eisenbarth | Gbs Advisors other | Lava Creek Capital Management, LLC no RAUM | Other | Oct 29, 2012 | Oct 19, 2012 |
| Konrad Jacob Kuciej | Gbs Advisors other | Lava Creek Capital Management, LLC no RAUM | Other | Oct 29, 2012 | Oct 19, 2012 |
| Silas William Gassett | Gbs Advisors other | Ameriprise Financial Services, LLC national BD | Other | Jan 31, 2012 | Feb 1, 2012 |
| Bruce Weston Nollenberger | Gbs Advisors other | Thinkequity LLC other | Other | Aug 15, 2011 | Aug 15, 2011 |
| Richard David Staves | Gbs Advisors other | Arque Advisors, LLC other | Other | May 19, 2008 | Sep 24, 2007 |
| Ogden Constantin Page | Gbs Advisors other | Avantax Advisory Services other | Other | Jul 7, 2004 | Sep 23, 2004 (78 d) |