DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Departures from Lebenthal Wealth Advisors, LLC

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Andrew Lane SternLebenthal Wealth Advisors, LLC otherYorkbridge Wealth Partners, LLC independent RIAOtherOct 6, 2016Mar 10, 2020 (1251 d)
Carrie Gallaway MagliaLebenthal Wealth Advisors, LLC otherYorkbridge Wealth Partners, LLC no RAUMOtherOct 6, 2016Jul 25, 2016
Leigh Thomas MogliaLebenthal Wealth Advisors, LLC otherYorkbridge Wealth Partners, LLC otherOtherOct 6, 2016Jan 17, 2017 (103 d)
Brent Wayne LeeLebenthal Wealth Advisors, LLC otherConcorde Asset Management, LLC otherOtherJul 27, 2016Jul 9, 2016
Jennifer Lynn DonaisLebenthal Wealth Advisors, LLC otherConcorde Asset Management, LLC otherOtherJul 5, 2016Jul 8, 2016
Clay Alan SkurdalLebenthal Wealth Advisors, LLC otherDominari Securities LLC otherOtherJun 28, 2016Jun 27, 2016
Alexander Pingol TuasonLebenthal Wealth Advisors, LLC otherMorgan Stanley wirehouseOtherJun 16, 2016May 21, 2020 (1435 d)
James JaneczekLebenthal Wealth Advisors, LLC otherMorgan Stanley wirehouseOtherJun 2, 2016Jun 17, 2016
William David BurkeLebenthal Wealth Advisors, LLC otherWells Fargo Advisors wirehouseOtherMay 6, 2016May 3, 2016
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9 moves match.