DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Private Advisory
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Kenneth John Peterson | Private Advisory other | Alpha Cubed Investments, LLC other | Other | Dec 2, 2016 | Jul 7, 2016 |
| Craig Douglas Johnsen | Private Advisory other | Fortitude Advisory Group L.L.C. other | Other | Oct 4, 2016 | Jan 3, 2017 (91 d) |
| Ryan Christopher Finnigan | Private Advisory other | Fortitude Advisory Group L.L.C. other | Other | Oct 4, 2016 | Oct 10, 2016 |
| Antonio Ramirez | Private Advisory other | Concert Wealth Management other | Other | May 4, 2016 | Mar 30, 2016 |
| Paul Sangyop Lee | Private Advisory other | Genter Advisors LLC other | Other | Mar 10, 2015 | Apr 2, 2015 |
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5 moves match.