DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Keen Wealth Advisors
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Benton Stockert | Keen Wealth Advisors independent RIA | Allworth Financial, L.P. BD affiliated | RIA to affiliated broker-dealer or bank | Jun 29, 2026 | Jul 23, 2026 |
| Nick Nguyen | Keen Wealth Advisors independent RIA | Umb Private Wealth Management, LLC asset manager | Other | Dec 2, 2025 | May 13, 2026 (162 d) |
| Neil James Connolly | Keen Wealth Advisors independent RIA | Rigden Capital Strategies independent RIA | RIA to RIA | Nov 18, 2025 | Nov 18, 2025 |
| Hannah Rebekah Casteel | Keen Wealth Advisors independent RIA | Beyond Wealth independent RIA | RIA to RIA | Jul 10, 2025 | Aug 20, 2025 (41 d) |
| Rey Roy Arellano | Keen Wealth Advisors independent RIA | Zenith Financial Planning Inc state registered | RIA to a state-registered adviser | May 15, 2024 | May 28, 2024 |
| Kenzie Leeann Passino | Keen Wealth Advisors independent RIA | Root Financial Partners independent RIA | RIA to RIA | Oct 13, 2023 | Nov 17, 2023 (35 d) |
| Martha Paterik | Keen Wealth Advisors independent RIA | Cetera Planning Partners independent RIA | RIA to RIA | Jul 21, 2023 | Jul 27, 2023 |
| Brett Patrick Norris | Keen Wealth Advisors independent RIA | Ferguson Wellman Capital Management, Inc. independent RIA | RIA to RIA | Mar 20, 2023 | Apr 5, 2023 |
| Leslie Penka | Keen Wealth Advisors independent RIA | Newedge Advisors BD affiliated | RIA to affiliated broker-dealer or bank | Jul 26, 2021 | Nov 11, 2021 (108 d) |
| Max Filbeck | Keen Wealth Advisors independent RIA | Sequoia Financial Group, L.L.C. independent RIA | RIA to RIA | Jun 1, 2021 | Aug 20, 2021 (80 d) |
| Eric C Savio | Keen Wealth Advisors independent RIA | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | RIA to wirehouse | Aug 26, 2019 | May 2, 2025 (2076 d) |
| Joel Thomas Hamilton | Keen Wealth Advisors other | Glass Lakes Capital Management LLC independent RIA | Other | Aug 18, 2017 | Nov 1, 2017 (75 d) |
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12 moves match.