DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Baron Financial Advisors, LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Robert Douglas Harberson | Baron Financial Advisors, LLC state registered | Oneseven independent RIA | Other | Mar 6, 2021 | Jan 15, 2021 |
| Benjamin Joseph Kimla | Baron Financial Advisors, LLC state registered | Oneseven independent RIA | Other | Mar 6, 2021 | Jan 14, 2021 |
| Juan Gabriel Hernandez Ariano | Baron Financial Advisors, LLC state registered | Oneseven independent RIA | Other | Mar 6, 2021 | Jan 14, 2021 |
| Keith Steven Beggs | Baron Financial Advisors, LLC state registered | Steadfast Financial Planning, LLC unclassified | Other | Jun 29, 2020 | Jul 9, 2020 |
| Nathan Robert Rorick | Baron Financial Advisors, LLC state registered | Edward Jones national BD | Other | Jan 17, 2019 | Oct 30, 2025 (2478 d) |
| Christina Marie Osborne | Baron Financial Advisors, LLC state registered | Life Balance Financial state registered | Other | Apr 12, 2018 | Feb 20, 2018 |
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6 moves match.