DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Departures from Sequoia Wealth Management, LLC

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Cheryl Patricia JanikSequoia Wealth Management, LLC independent RIALPL Financial LLC BD affiliatedRIA to affiliated broker-dealer or bankJun 1, 2023Jun 5, 2023
Renee Louise DietzSequoia Wealth Management, LLC independent RIALPL Financial LLC BD affiliatedRIA to affiliated broker-dealer or bankJun 1, 2023Jun 5, 2023
Steven Robert CherrySequoia Wealth Management, LLC independent RIAJmc Wealth state registeredRIA to a state-registered adviserFeb 16, 2023Apr 3, 2020
Torsten SaileSequoia Wealth Management, LLC independent RIAOsaic Advisory Services, LLC BD affiliatedRIA to affiliated broker-dealer or bankApr 30, 2021Mar 29, 2021
Tyler Wilhelm SaileSequoia Wealth Management, LLC independent RIAOsaic Advisory Services, LLC BD affiliatedRIA to affiliated broker-dealer or bankApr 30, 2021Mar 29, 2021
Jordan GalesSequoia Wealth Management, LLC independent RIAJmc Wealth state registeredRIA to a state-registered adviserAug 11, 2020Jan 5, 2017
Keith Brian MooneySequoia Wealth Management, LLC independent RIAOsaic Advisory Services, LLC BD affiliatedRIA to affiliated broker-dealer or bankSep 26, 2019Aug 30, 2019
Joseph Andrew LyonsSequoia Wealth Management, LLC independent RIAOsaic Advisory Services, LLC BD affiliatedRIA to affiliated broker-dealer or bankSep 26, 2019Aug 30, 2019
Eric Anthony MeskoSequoia Wealth Management, LLC independent RIAOsaic Advisory Services, LLC BD affiliatedRIA to affiliated broker-dealer or bankSep 26, 2019Aug 30, 2019
Mark J SommervilleSequoia Wealth Management, LLC independent RIAOsaic Advisory Services, LLC BD affiliatedRIA to affiliated broker-dealer or bankSep 26, 2019Aug 30, 2019
Theodore K BuckleySequoia Wealth Management, LLC independent RIAOsaic Advisory Services, LLC BD affiliatedRIA to affiliated broker-dealer or bankSep 26, 2019Aug 30, 2019
Joseph Peter VelezSequoia Wealth Management, LLC independent RIACambridge Investment Research Advisors, Inc. BD affiliatedRIA to affiliated broker-dealer or bankMay 15, 2018May 4, 2018
Alexis Paul RiveraSequoia Wealth Management, LLC independent RIAJmc Wealth state registeredRIA to a state-registered adviserApr 23, 2018Jun 22, 2017
Christopher Michael ConmySequoia Wealth Management, LLC otherCwm, LLC otherOtherAug 15, 2017Aug 14, 2017
Andrew George PalomoSequoia Wealth Management, LLC otherCwm, LLC otherOtherAug 15, 2017Aug 14, 2017
Brian MuehrckeSequoia Wealth Management, LLC otherEquitable Advisors, LLC national BDOtherDec 1, 2015Jan 13, 2016 (43 d)
Phillip Edward BattinSequoia Wealth Management, LLC no RAUMSecurian Financial Services, Inc. otherOtherJan 28, 2015Nov 18, 2014
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17 moves match.