DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Departures from Mariner Wealth Advisors

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

Advisor	From	To	Type	Left	Registered
Jeffrey Gerard Maher	Mariner Wealth Advisors other	Mariner other	Other	Mar 31, 2018	Sep 21, 2016
Mark Richard Vlasic	Mariner Wealth Advisors other	Mariner other	Other	Mar 31, 2018	Sep 23, 2016
Elizabeth Harding	Mariner Wealth Advisors other	Mariner other	Other	Mar 31, 2018	Mar 12, 2018
Drew Ryan Waldron	Mariner Wealth Advisors other	Two West Capital Advisors LLC institutional	Other	Mar 31, 2018	Dec 18, 2018 (262 d)
Ryan John Graves	Mariner Wealth Advisors other	Firstpoint Financial, LLC no RAUM	Other	Mar 31, 2018	May 21, 2015
Megan Lindsey Tanney	Mariner Wealth Advisors other	Mariner other	Other	Mar 31, 2018	Sep 21, 2016
Jason Wesley Craine	Mariner Wealth Advisors other	Savvy independent RIA	Other	Mar 31, 2018	Dec 16, 2024 (2452 d)
Cole Kennith Foster	Mariner Wealth Advisors other	Mariner other	Other	Mar 31, 2018	Mar 12, 2018
Ethan Wade Hutcheson	Mariner Wealth Advisors other	Mariner other	Other	Mar 31, 2018	Mar 17, 2015
Jamie Denise Weems	Mariner Wealth Advisors other	Mariner other	Other	Mar 31, 2018	Sep 23, 2016
Sarah Tiedt	Mariner Wealth Advisors other	Mariner other	Other	Mar 31, 2018	Sep 23, 2016
Marguerite Lucas Armitage	Mariner Wealth Advisors other	Mariner other	Other	Mar 31, 2018	Mar 12, 2018
Matthew Robert Morgan Charles	Mariner Wealth Advisors other	Mariner other	Other	Mar 31, 2018	Mar 15, 2018
Joseph Michael Coletta	Mariner Wealth Advisors other	Mariner other	Other	Mar 31, 2018	Mar 12, 2018
Adam C Hasty	Mariner Wealth Advisors other	Mariner other	Other	Mar 31, 2018	Mar 12, 2018
Lindsey Anne Serrano	Mariner Wealth Advisors other	Mariner other	Other	Mar 31, 2018	Nov 22, 2016
Grover Cleaveland Musser	Mariner Wealth Advisors other	U.S. Bancorp Investments, Inc. BD affiliated	Other	Feb 23, 2018	May 10, 2018 (76 d)
Martin Andrew Garrison	Mariner Wealth Advisors other	Mariner other	Other	Sep 20, 2017	Mar 17, 2015
Bryan Hugh Pepper	Mariner Wealth Advisors other	Mariner other	Other	Aug 14, 2017	Mar 17, 2015
Jennifer Teresa Murawski	Mariner Wealth Advisors other	Mariner other	Other	Sep 9, 2016	Sep 10, 2016
Luke N Eide	Mariner Wealth Advisors other	Mariner other	Other	Nov 16, 2015	Mar 17, 2015
Terek Wilson	Mariner Wealth Advisors other	Waddell & Reed other	Other	Feb 24, 2015	Apr 17, 2015 (52 d)

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22 moves match.