DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Mosaic Family Wealth, LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Larry Keith Shikles | Mosaic Family Wealth, LLC independent RIA | Mosaic Wealth no RAUM | RIA to a newly registered adviser | Jan 4, 2022 | Jan 6, 2022 |
| Gail Marie Wild | Mosaic Family Wealth, LLC independent RIA | Mosaic Wealth no RAUM | RIA to a newly registered adviser | Jan 4, 2022 | Jan 6, 2022 |
| Michelle Kathleen Brown | Mosaic Family Wealth, LLC independent RIA | Mosaic Wealth no RAUM | RIA to a newly registered adviser | Jan 4, 2022 | Jan 6, 2022 |
| Tyler Campo | Mosaic Family Wealth, LLC independent RIA | Mosaic Wealth no RAUM | RIA to a newly registered adviser | Jan 4, 2022 | Jan 6, 2022 |
| James Robert Steiner | Mosaic Family Wealth, LLC independent RIA | Mosaic Wealth no RAUM | RIA to a newly registered adviser | Jan 4, 2022 | Jan 6, 2022 |
| Duncan Scott Highmark | Mosaic Family Wealth, LLC independent RIA | Mosaic Wealth no RAUM | RIA to a newly registered adviser | Jan 3, 2022 | Jan 4, 2022 |
| Steven Gregory Rotello | Mosaic Family Wealth, LLC independent RIA | Mosaic Wealth independent RIA | RIA to RIA | Jan 3, 2022 | Jan 24, 2025 (1117 d) |
| John Fischer | Mosaic Family Wealth, LLC independent RIA | Mosaic Wealth no RAUM | RIA to a newly registered adviser | Jan 3, 2022 | Jan 4, 2022 |
| Sarah Ann Wolk | Mosaic Family Wealth, LLC independent RIA | Mosaic Wealth no RAUM | RIA to a newly registered adviser | Jan 3, 2022 | Jan 4, 2022 |
| Brian Jacob Knapp | Mosaic Family Wealth, LLC independent RIA | Mosaic Wealth no RAUM | RIA to a newly registered adviser | Jan 3, 2022 | Jan 4, 2022 |
| Lance Douglas Lehmann | Mosaic Family Wealth, LLC independent RIA | Mosaic Wealth no RAUM | RIA to a newly registered adviser | Jan 3, 2022 | Jan 4, 2022 |
| Joshua Jay Jerele | Mosaic Family Wealth, LLC independent RIA | Commonwealth Financial Network national BD | RIA to affiliated broker-dealer or bank | Dec 15, 2021 | Dec 1, 2021 |
| Luke Andrew Turner | Mosaic Family Wealth, LLC independent RIA | Moment Private Wealth independent RIA | RIA to RIA | Mar 24, 2021 | Apr 20, 2021 |
| Jacob Edward Turner | Mosaic Family Wealth, LLC independent RIA | Moment Private Wealth independent RIA | RIA to RIA | Mar 24, 2021 | Apr 20, 2021 |
| Joseph A Metcalf | Mosaic Family Wealth, LLC independent RIA | Vestia Personal Wealth Advisors independent RIA | RIA to RIA | Oct 15, 2019 | Jun 4, 2020 (233 d) |
| Zachary Steven Wagganer | Mosaic Family Wealth, LLC independent RIA | Fortify Wealth, Inc. independent RIA | RIA to RIA | Apr 25, 2018 | Jul 16, 2018 (82 d) |
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16 moves match.