DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Better Money Decisions
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Richard Craig Caw | Better Money Decisions independent RIA | Ep Wealth Advisors independent RIA | RIA to RIA | Mar 9, 2026 | Sep 23, 2025 |
| Lea Ann Garrison Knight | Better Money Decisions independent RIA | Ep Wealth Advisors independent RIA | RIA to RIA | Mar 9, 2026 | Sep 16, 2025 |
| Susan Marie Koe | Better Money Decisions independent RIA | Ep Wealth Advisors independent RIA | RIA to RIA | Nov 13, 2025 | Sep 17, 2025 |
| Jocelyn Rose Black | Better Money Decisions independent RIA | Ep Wealth Advisors independent RIA | RIA to RIA | Nov 13, 2025 | Sep 18, 2025 |
| Kathleen Jutta Connors | Better Money Decisions independent RIA | Ep Wealth Advisors independent RIA | RIA to RIA | Nov 13, 2025 | Sep 17, 2025 |
| Bryan Robert Giron | Better Money Decisions independent RIA | Redw Wealth LLC independent RIA | RIA to RIA | Aug 9, 2023 | Feb 16, 2024 (191 d) |
| Carol Bell | Better Money Decisions independent RIA | Pruco Securities, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Jun 16, 2023 | Jun 22, 2023 |
| Peter Bo Rappmund | Better Money Decisions independent RIA | Missionsquare Retirement institutional | Other | Nov 3, 2021 | Nov 2, 2021 |
| Nancy A Hetrick | Better Money Decisions independent RIA | Smarter Financial Solutions unclassified | Other | Nov 25, 2020 | Nov 3, 2020 |
| Andrea Bereznak | Better Money Decisions independent RIA | Voya Financial Advisors, Inc. BD affiliated | RIA to affiliated broker-dealer or bank | Apr 22, 2020 | Apr 29, 2020 |
| Maria Katharine Stalter | Better Money Decisions independent RIA | Prosperitysource Advisors unclassified | Other | Mar 6, 2020 | Jun 30, 2020 (116 d) |
| Stephen Bryan Daney | Better Money Decisions independent RIA | Brookstone Capital Management LLC independent RIA | RIA to RIA | Oct 26, 2017 | Oct 10, 2023 (2175 d) |
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12 moves match.