DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Departures from Founders Financial Alliance, LLC

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
James Michael MertensFounders Financial Alliance, LLC independent RIAOsaic Wealth, Inc. BD affiliatedRIA to affiliated broker-dealer or bankApr 22, 2026Apr 22, 2026
Kerry Carlton GoodmanFounders Financial Alliance, LLC independent RIAOsaic Wealth, Inc. BD affiliatedRIA to affiliated broker-dealer or bankApr 22, 2026Apr 22, 2026
Garrett Steven RailsbackFounders Financial Alliance, LLC independent RIAOsaic Wealth, Inc. BD affiliatedRIA to affiliated broker-dealer or bankApr 22, 2026Apr 22, 2026
Marci Piddington HansenFounders Financial Alliance, LLC independent RIAHamilton Point Investment Advisors, LLC independent RIARIA to RIANov 20, 2024Jan 10, 2025 (51 d)
Steven Richard ColfordFounders Financial Alliance, LLC independent RIAFirst Citizens Investor Services, Inc. BD affiliatedRIA to affiliated broker-dealer or bankJul 2, 2019Nov 14, 2025 (2327 d)
Kerry Carlton GoodmanFounders Financial Alliance, LLC independent RIAIndependent Advisor Alliance, LLC independent RIARIA to RIAJan 3, 2019Jan 2, 2019
Callen Wayne BryanFounders Financial Alliance, LLC otherCetera Advisor Networks LLC otherOtherJan 8, 2016Jan 25, 2016
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7 moves match.