DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Duncan Williams Asset Management, LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Patrick Shane O'Connor | Duncan Williams Asset Management, LLC mixed wealth | Hhm Wealth Advisors, LLC independent RIA | RIA to RIA | Jul 2, 2024 | Jul 9, 2024 |
| Benjamin John Gleneck | Duncan Williams Asset Management, LLC mixed wealth | First Horizon Advisors, Inc mixed wealth | RIA to RIA | Apr 13, 2023 | May 4, 2023 |
| John Carter Giovannetti | Duncan Williams Asset Management, LLC independent RIA | Red Door Wealth Management, LLC independent RIA | RIA to RIA | Apr 18, 2018 | Apr 16, 2018 |
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3 moves match.