DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Univest Investments, Inc.
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Lance Joseph Rosina | Univest Investments, Inc. other | Girard Advisory Services, LLC other | Other | Aug 5, 2015 | Mar 16, 2015 |
| Kathleen Quinlan Fay | Univest Investments, Inc. other | Pine Valley Investments independent RIA | Other | Mar 27, 2015 | Jun 8, 2021 (2265 d) |
| Thomas J Crossett | Univest Investments, Inc. other | Pine Valley Investments independent RIA | Other | Mar 27, 2015 | Feb 12, 2021 (2149 d) |
| Timothy Vernon Swartley | Univest Investments, Inc. other | Girard Pension Services, LLC other | Other | Mar 27, 2015 | Oct 2, 2012 |
| Ernest Lundell Sims | Univest Investments, Inc. other | Commonwealth Financial Network national BD | Other | Oct 1, 2014 | Oct 1, 2014 |
| David Arden Emery | Univest Investments, Inc. other | The Marshall Financial Group, Inc other | Other | Aug 5, 2011 | Sep 9, 2011 (35 d) |
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6 moves match.