DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Departures from The Investment Counsel Company

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Cole George SamsonThe Investment Counsel Company independent RIASavant Wealth Management independent RIARIA to RIAMay 20, 2026Jul 15, 2026 (56 d)
Alexis Renee MirandaThe Investment Counsel Company independent RIADucere Wealth Management no RAUMRIA to a newly registered adviserJun 6, 2025Jul 30, 2025 (54 d)
Brian Jeffrey MatthewsThe Investment Counsel Company independent RIASteelpeak Wealth, LLC independent RIARIA to RIAAug 7, 2023Aug 14, 2023
Brett Michael MyerThe Investment Counsel Company independent RIAEide Bailly Advisors, LLC independent RIARIA to RIAMar 6, 2023Mar 17, 2023
Carol Ann MulcahyThe Investment Counsel Company otherCwm, LLC independent RIAOtherDec 8, 2017May 2, 2019 (510 d)
Philip Neil SchmittThe Investment Counsel Company otherKoss-Olinger Consulting, LLC. independent RIAOtherMar 6, 2014Jun 18, 2026 (4487 d)
Carlene Edith BarajasThe Investment Counsel Company otherLPL Financial LLC otherOtherFeb 6, 2013Feb 7, 2013
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7 moves match.