DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Departures from Walser Wealth Management Company, A Limited Liability Company

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Brenton William MatzekWalser Wealth Management Company, A Limited Liability Company independent RIAMML Investors Services, LLC BD affiliatedRIA to affiliated broker-dealer or bankFeb 2, 2026Jul 8, 2026 (156 d)
Misha MahindrooWalser Wealth Management Company, A Limited Liability Company independent RIAFfo Investments LLC independent RIARIA to RIADec 11, 2025Jun 4, 2026 (175 d)
Illya Manuel BermantWalser Wealth Management Company, A Limited Liability Company independent RIAMcadam LLC independent RIARIA to RIAOct 21, 2025Nov 3, 2025
Colton HendrixWalser Wealth Management Company, A Limited Liability Company independent RIARaymond James & Associates, Inc. national BDRIA to affiliated broker-dealer or bankSep 25, 2025Jun 22, 2026 (270 d)
Luciano A MiraWalser Wealth Management Company, A Limited Liability Company independent RIAValic Financial Advisors, Inc. BD affiliatedRIA to affiliated broker-dealer or bankJun 17, 2025Jul 8, 2025
Jerry Lee SylvesterWalser Wealth Management Company, A Limited Liability Company independent RIAOxford Wealth Group, LLC independent RIARIA to RIAMay 14, 2025Jun 13, 2025
Jeffrey M PattenWalser Wealth Management Company, A Limited Liability Company independent RIAOxford Wealth Group, LLC independent RIARIA to RIAApr 2, 2025Jun 23, 2025 (82 d)
Jacob Andrew StinsonWalser Wealth Management Company, A Limited Liability Company independent RIAOxford Wealth Group, LLC independent RIARIA to RIAFeb 4, 2025Apr 16, 2025 (71 d)
Alexander Nicholas FelliosWalser Wealth Management Company, A Limited Liability Company independent RIAValic Financial Advisors, Inc. BD affiliatedRIA to affiliated broker-dealer or bankDec 4, 2024Feb 4, 2025 (62 d)
Michael Lewis AbbottWalser Wealth Management Company, A Limited Liability Company independent RIASandy Morris Financial & Estate Planning Services, LLC independent RIARIA to RIAFeb 16, 2024Mar 19, 2024 (32 d)
Robert Mark CerritoWalser Wealth Management Company, A Limited Liability Company independent RIAWealth Watch Advisors, Inc independent RIARIA to RIAJul 14, 2022Aug 15, 2022 (32 d)
Justin Jay StanfillWalser Wealth Management Company, A Limited Liability Company independent RIAWealth Watch Advisors, Inc independent RIARIA to RIAJul 14, 2022Aug 11, 2022
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12 moves match.