DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Goldstone Financial Group, LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Phillip Ryan Shaw | Goldstone Financial Group, LLC independent RIA | Rfg Advisory, LLC independent RIA | RIA to RIA | Sep 11, 2026 | Aug 14, 2026 |
| Ashlee Danette Walton | Goldstone Financial Group, LLC independent RIA | Oxford Financial Group, Ltd independent RIA | RIA to RIA | Mar 13, 2026 | Apr 16, 2026 (34 d) |
| Johnathan Irions | Goldstone Financial Group, LLC independent RIA | Facet independent RIA | RIA to RIA | Jan 27, 2026 | Apr 29, 2026 (92 d) |
| Patrick Peck | Goldstone Financial Group, LLC independent RIA | Northwestern Mutual Investment Services,LLC no RAUM | Other | Jul 8, 2025 | Nov 19, 2025 (134 d) |
| Clayton Dixon | Goldstone Financial Group, LLC independent RIA | Morgan Stanley wirehouse | RIA to wirehouse | Jun 17, 2025 | Jul 16, 2025 |
| Maxwell Addison Rinn | Goldstone Financial Group, LLC independent RIA | Stride Investments, LLC independent RIA | RIA to RIA | Nov 18, 2024 | Feb 19, 2025 (93 d) |
| Richard Westwood Lombard | Goldstone Financial Group, LLC independent RIA | Global Retirement Partners LLC institutional | Other | Sep 6, 2023 | Oct 17, 2023 (41 d) |
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7 moves match.