DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Ofg Financial Services, Inc.
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Jonathan Dale Webb | Ofg Financial Services, Inc. independent RIA | Pathway Financial Solutions, Inc. no RAUM | RIA to a newly registered adviser | Mar 13, 2026 | Mar 13, 2026 |
| Jordan Dale Webb | Ofg Financial Services, Inc. independent RIA | Pathway Financial Solutions, Inc. no RAUM | RIA to a newly registered adviser | Mar 13, 2026 | Mar 13, 2026 |
| Bradley A Veenendaal | Ofg Financial Services, Inc. independent RIA | Pathway Financial Solutions, Inc. no RAUM | RIA to a newly registered adviser | Mar 13, 2026 | Mar 13, 2026 |
| Eddie Eldon Balluch | Ofg Financial Services, Inc. independent RIA | Pathway Financial Solutions, Inc. no RAUM | RIA to a newly registered adviser | Mar 13, 2026 | Mar 13, 2026 |
| Larae Ann Duff | Ofg Financial Services, Inc. independent RIA | Pathway Financial Solutions, Inc. no RAUM | RIA to a newly registered adviser | Mar 13, 2026 | Mar 13, 2026 |
| Trevor Joseph Webb | Ofg Financial Services, Inc. independent RIA | Pathway Financial Solutions, Inc. no RAUM | RIA to a newly registered adviser | Mar 13, 2026 | Mar 13, 2026 |
| Logan Thomas Wolfley | Ofg Financial Services, Inc. independent RIA | Schwarz Investment Partners independent RIA | RIA to RIA | May 17, 2022 | Nov 5, 2021 |
| Alex B Perez | Ofg Financial Services, Inc. independent RIA | Principal Securities, Inc. other | Other | Oct 18, 2017 | Feb 15, 2018 (120 d) |
| Richard K Ryan | Ofg Financial Services, Inc. independent RIA | Vsr Advisory Services other | Other | May 3, 2004 | Apr 23, 2004 |
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9 moves match.