DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Departures from Panthrex Asset Management LLC

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Michael Ray WallinPanthrex Asset Management LLC asset managerArete Wealth Advisors, LLC BD affiliatedOtherJul 29, 2021Apr 18, 2019
Rory Kyle DavisPanthrex Asset Management LLC asset managerOptivise Advisory Services LLC no RAUMOtherApr 15, 2021May 8, 2019
Laura Helen StoverPanthrex Asset Management LLC independent RIAOptivise Advisory Services LLC no RAUMRIA to a newly registered adviserDec 31, 2019Jul 24, 2019
Allen Parnell HargisPanthrex Asset Management LLC independent RIAOptivise Advisory Services LLC no RAUMRIA to a newly registered adviserDec 31, 2019Nov 4, 2019
Kevin Dean MossPanthrex Asset Management LLC independent RIAOptivise Advisory Services LLC no RAUMRIA to a newly registered adviserDec 31, 2019May 17, 2019
Britton Nathanial OuellettePanthrex Asset Management LLC independent RIAOptivise Advisory Services LLC no RAUMRIA to a newly registered adviserDec 31, 2019Nov 4, 2019
Michael Emmett WilliamsPanthrex Asset Management LLC independent RIACoppell Advisory Solutions LLC independent RIARIA to RIAJun 7, 2018Jun 14, 2019 (372 d)
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7 moves match.