DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Departures from Stifel Independent Advisors, LLC

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Jonathan David DanielsStifel Independent Advisors, LLC otherStifel, Nicolaus & Company, Incorporated national BDOtherOct 6, 2011Oct 5, 2011
Matthew Richard WischmeierStifel Independent Advisors, LLC otherStifel, Nicolaus & Company, Incorporated national BDOtherAug 30, 2011Sep 14, 2011
Eric William MundwillerStifel Independent Advisors, LLC otherMoneta Group Investment Advisors, LLC otherOtherJun 2, 2011Jun 2, 2011
John Henry FleenorStifel Independent Advisors, LLC otherStifel, Nicolaus & Company, Incorporated national BDOtherDec 23, 2010Dec 22, 2010
Arthur Gates MerrimanStifel Independent Advisors, LLC otherMai Capital Management, LLC otherOtherSep 24, 2010Nov 5, 2010 (42 d)
Justin Joseph FrawleyStifel Independent Advisors, LLC otherStifel, Nicolaus & Company, Incorporated national BDOtherOct 19, 2009Oct 26, 2009
Jason M VavraStifel Independent Advisors, LLC otherVcm Wealth independent RIAOtherMay 20, 2009Apr 21, 2009
Wayne Ray BotzStifel Independent Advisors, LLC otherLci Advisors state registeredOtherDec 26, 2008Dec 22, 2008
Gregory Dale SteinStifel Independent Advisors, LLC otherAmeriprise Financial Services, LLC national BDOtherDec 22, 2008Dec 17, 2008
Richard Buel BatesStifel Independent Advisors, LLC otherInvestment Advisors Corp otherOtherNov 17, 2008Nov 13, 2008
Michael MayerStifel Independent Advisors, LLC otherWells Fargo Advisors wirehouseOtherSep 16, 2008Sep 19, 2008
Robert David BourlandStifel Independent Advisors, LLC otherHilltop Securities Inc. otherOtherMay 16, 2008May 9, 2008
Jason Columbus DickermanStifel Independent Advisors, LLC otherStifel, Nicolaus & Company, Incorporated national BDOtherFeb 28, 2008Sep 6, 2006
Stephen Sidney GussStifel Independent Advisors, LLC otherSound Investment Strategies, Inc. otherOtherJun 21, 2007Jun 20, 2007
Martin Lewis ZygmundStifel Independent Advisors, LLC otherWells Fargo Advisors wirehouseOtherOct 11, 2006Dec 15, 2006 (65 d)
Robert Steven ZickusStifel Independent Advisors, LLC otherStifel, Nicolaus & Company, Incorporated national BDOtherSep 6, 2006Aug 31, 2005
Richard Buel BatesStifel Independent Advisors, LLC otherKcd Financial, Inc. otherOtherAug 14, 2006Aug 11, 2006
Gary Steven ShellerStifel Independent Advisors, LLC otherCutter & Company, Inc. otherOtherJun 26, 2006Jun 23, 2006
Emily Plauche MaxwellStifel Independent Advisors, LLC otherGunnallen Financial, Inc unclassifiedOtherJun 5, 2006Jun 5, 2006
James Otis PhillipsStifel Independent Advisors, LLC otherBi Investments, LLC unclassifiedOtherApr 11, 2006Mar 30, 2006
David Michael HoganStifel Independent Advisors, LLC otherStifel, Nicolaus & Company, Incorporated national BDOtherJun 24, 2005Jun 15, 2001
Robert A. MarshStifel Independent Advisors, LLC otherOpen Mind Investing unclassifiedOtherJun 24, 2005Jul 10, 2009 (1477 d)
Karen Rose KleinhenzStifel Independent Advisors, LLC otherMarcum Wealth, LLC otherOtherMar 16, 2005Apr 14, 2005
John Paul KlausStifel Independent Advisors, LLC otherStifel, Nicolaus & Company, Incorporated national BDOtherMar 7, 2005Mar 7, 2005
John David JaicksStifel Independent Advisors, LLC otherAmeriprise Advisor Services, Inc. unclassifiedOtherNov 16, 2004Nov 16, 2004
Daniel Gene WithamStifel Independent Advisors, LLC otherUvest Financial Services Group, Inc. unclassifiedOtherAug 25, 2004Aug 26, 2004
Kathleen Elisabeth FrankStifel Independent Advisors, LLC otherStifel, Nicolaus & Company, Incorporated national BDOtherJun 4, 2004Jun 1, 2004
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147 moves match.