| Eric Henes Schoener | Pagnatokarp Partners, LLC independent RIA | Cresset Asset Management, LLC independent RIA | RIA to RIA | Jul 9, 2020 | Jul 9, 2020 |
| Jennifer Lee Wappaus | Pagnatokarp Partners, LLC independent RIA | RBC Capital Markets, LLC national BD | RIA to affiliated broker-dealer or bank | Jun 22, 2020 | Jun 22, 2020 |
| David William Karp | Pagnatokarp Partners, LLC independent RIA | Cresset Asset Management, LLC independent RIA | RIA to RIA | Jun 16, 2020 | Jun 16, 2020 |
| Stephen Herman Berardi | Pagnatokarp Partners, LLC independent RIA | Cresset Asset Management, LLC independent RIA | RIA to RIA | Jun 16, 2020 | Jun 16, 2020 |
| Dawn Marie Page | Pagnatokarp Partners, LLC independent RIA | Cresset Asset Management, LLC independent RIA | RIA to RIA | Jun 16, 2020 | Jun 16, 2020 |
| Andrew James Woolridge | Pagnatokarp Partners, LLC independent RIA | Cresset Asset Management, LLC independent RIA | RIA to RIA | Jun 16, 2020 | Jun 16, 2020 |
| Amanda Rae Plonski | Pagnatokarp Partners, LLC independent RIA | Cresset Asset Management, LLC independent RIA | RIA to RIA | Jun 16, 2020 | Jun 16, 2020 |
| Nicholas Vincent Mellone | Pagnatokarp Partners, LLC independent RIA | Cresset Asset Management, LLC independent RIA | RIA to RIA | Jun 16, 2020 | Jun 16, 2020 |
| Lars Gunnar Okeson | Pagnatokarp Partners, LLC independent RIA | Cresset Asset Management, LLC independent RIA | RIA to RIA | Jun 16, 2020 | Jun 16, 2020 |
| Joseph Stanley Falchek | Pagnatokarp Partners, LLC independent RIA | Sbsb Financial Advisors independent RIA | RIA to RIA | May 3, 2019 | May 28, 2019 |
| Robert Everett Ciullo | Pagnatokarp Partners, LLC independent RIA | Sbsb Financial Advisors independent RIA | RIA to RIA | Feb 19, 2019 | Mar 11, 2021 (751 d) |
| Janice Marie Powell | Pagnatokarp Partners, LLC independent RIA | Securities America Advisors, Inc. BD affiliated | RIA to affiliated broker-dealer or bank | Aug 1, 2018 | Dec 6, 2018 (127 d) |
| Kevin Wallace Smith | Pagnatokarp Partners, LLC independent RIA | Wealthspire Advisors independent RIA | RIA to RIA | May 17, 2018 | May 21, 2018 |
| William Dennis Bancroft | Pagnatokarp Partners, LLC independent RIA | Impact Capital, LLC independent RIA | RIA to RIA | May 1, 2018 | Mar 28, 2022 (1427 d) |
| David Richard Nelson | Pagnatokarp Partners, LLC other | Verdence Capital Advisors, LLC other | Other | Nov 30, 2017 | Dec 12, 2017 |