DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Mulholland Wealth Advisors, LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Donald Wayne Lamison | Mulholland Wealth Advisors, LLC asset manager | Sequinox Wealth Management, LLC no RAUM | Other | Jul 17, 2026 | Jun 5, 2025 |
| Joseph Daniel Wirbick | Mulholland Wealth Advisors, LLC asset manager | Sequinox Wealth Management, LLC no RAUM | Other | Jul 17, 2026 | Jun 4, 2025 |
| Matthew J Lebo | Mulholland Wealth Advisors, LLC asset manager | Sequinox Wealth Management, LLC no RAUM | Other | Jul 17, 2026 | Jun 4, 2025 |
| Teressa Dawn Beard | Mulholland Wealth Advisors, LLC asset manager | Sequinox Wealth Management, LLC no RAUM | Other | Jul 17, 2026 | Jun 4, 2025 |
| Daniel Joseph Shearman | Mulholland Wealth Advisors, LLC mixed wealth | Edelman Financial Engines mixed wealth | RIA to RIA | Aug 24, 2023 | Sep 18, 2023 |
| Shannon M Gallop | Mulholland Wealth Advisors, LLC asset manager | MML Investors Services, LLC BD affiliated | Other | Jun 4, 2019 | Feb 27, 2020 (268 d) |
Page 1 of 1
6 moves match.