DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Pennington Partners & Co., LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Christopher James Wolfe | Pennington Partners & Co., LLC independent RIA | Gc Wealth Management Ria, LLC independent RIA | RIA to RIA | Nov 24, 2025 | Dec 19, 2025 |
| Garrett Mitchell Alton | Pennington Partners & Co., LLC independent RIA | Certuity, LLC independent RIA | RIA to RIA | Oct 20, 2025 | Dec 16, 2025 (57 d) |
| Colin Larsen | Pennington Partners & Co., LLC independent RIA | LPL Financial LLC BD affiliated | RIA to affiliated broker-dealer or bank | Aug 11, 2025 | Sep 12, 2025 (32 d) |
| Joseph Masino | Pennington Partners & Co., LLC independent RIA | Jfg Family Office independent RIA | RIA to RIA | Jul 14, 2025 | Aug 13, 2025 |
| Sumit Handa | Pennington Partners & Co., LLC independent RIA | Ashton Thomas Private Wealth independent RIA | RIA to RIA | Oct 31, 2023 | Jan 17, 2024 (78 d) |
| Allison Ferrentino Dunlap | Pennington Partners & Co., LLC independent RIA | Harbour Capital Advisors, LLC independent RIA | RIA to RIA | Jan 10, 2022 | Jan 25, 2022 |
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6 moves match.