DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Glen Eagle Advisors, LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Taylor A Felline | Glen Eagle Advisors, LLC independent RIA | Morgan Stanley wirehouse | RIA to wirehouse | Jan 16, 2024 | May 5, 2021 |
| Kayla Alexus Rodriguez | Glen Eagle Advisors, LLC independent RIA | Mariner BD affiliated | RIA to affiliated broker-dealer or bank | Jan 16, 2024 | Oct 4, 2021 |
| Gary Allen Moody | Glen Eagle Advisors, LLC independent RIA | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | RIA to wirehouse | Dec 17, 2019 | Mar 20, 2020 (94 d) |
| Robert Eng | Glen Eagle Advisors, LLC independent RIA | Belpointe Asset Management LLC independent RIA | RIA to RIA | Nov 1, 2019 | Dec 3, 2019 (32 d) |
| Joseph John Gormley | Glen Eagle Advisors, LLC independent RIA | Cetera Investment Advisers LLC BD affiliated | RIA to affiliated broker-dealer or bank | May 17, 2019 | May 20, 2019 |
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5 moves match.