DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Sfg Wealth Management
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Faisal Magsi | Sfg Wealth Management independent RIA | Prostatis Financial Advisors Group independent RIA | RIA to RIA | Jul 30, 2024 | Aug 15, 2024 |
| Samantha Nash | Sfg Wealth Management independent RIA | Prostatis Financial Advisors Group independent RIA | RIA to RIA | Apr 23, 2024 | May 13, 2024 |
| Tyler Jones Miles | Sfg Wealth Management independent RIA | Keeney Financial Group Inc. independent RIA | RIA to RIA | Jun 30, 2022 | Aug 2, 2022 (33 d) |
| Shaun Michael Blakeslee | Sfg Wealth Management independent RIA | Alton Point Advisors, LLC state registered | RIA to a state-registered adviser | Jun 1, 2022 | Oct 25, 2022 (146 d) |
| Gavin Richard Gomsak | Sfg Wealth Management independent RIA | Osaic Fa, Inc. BD affiliated | RIA to affiliated broker-dealer or bank | Jan 31, 2022 | Jan 28, 2022 |
| Joseph John Dellisanti | Sfg Wealth Management independent RIA | Onedigital institutional | Other | Dec 2, 2021 | Nov 2, 2021 |
| Joseph Craig Conroy | Sfg Wealth Management independent RIA | Private Advisor Group, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Jan 4, 2021 | Jan 7, 2021 |
| Christopher James Casner | Sfg Wealth Management independent RIA | T. Rowe Price Associates, Inc. asset manager | Other | Dec 31, 2020 | Dec 14, 2023 (1078 d) |
| Nicholas Molite | Sfg Wealth Management independent RIA | Cetera Investment Advisers LLC BD affiliated | RIA to affiliated broker-dealer or bank | Jul 10, 2018 | Jul 25, 2018 |
| Humberto Edmundo Moreno | Sfg Wealth Management no RAUM | Strategic Financial Concepts, LLC other | Other | Feb 27, 2017 | Feb 9, 2017 |
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10 moves match.