DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Departures from Hightower Private Client

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Heinrich GroblerHightower Private Client independent RIASunbelt Securities BD affiliatedRIA to affiliated broker-dealer or bankDec 31, 2019Jul 1, 2021 (548 d)
John Coleman DawsonHightower Private Client independent RIAHightower Advisors, LLC BD affiliatedRIA to affiliated broker-dealer or bankDec 31, 2018Dec 6, 2018
William Scott HillHightower Private Client independent RIAHightower Advisors, LLC BD affiliatedRIA to affiliated broker-dealer or bankDec 31, 2018Nov 29, 2018
Fred Leckie WilliamsHightower Private Client independent RIAHightower Advisors, LLC BD affiliatedRIA to affiliated broker-dealer or bankDec 31, 2018Nov 29, 2018
James Michael MaidaHightower Private Client independent RIAHightower Advisors, LLC BD affiliatedRIA to affiliated broker-dealer or bankDec 31, 2018Sep 3, 2019 (246 d)
J Matthew NewtownHightower Private Client independent RIAHightower Advisors, LLC BD affiliatedRIA to affiliated broker-dealer or bankDec 31, 2018Nov 29, 2018
Timothy Michael ConwayHightower Private Client independent RIAHightower Advisors, LLC BD affiliatedRIA to affiliated broker-dealer or bankDec 31, 2018Nov 29, 2018
Stephen Dewalch StrakeHightower Private Client independent RIAHightower Advisors, LLC BD affiliatedRIA to affiliated broker-dealer or bankDec 31, 2018Nov 29, 2018
Amy Renee Cousin-LancasterHightower Private Client independent RIAHightower Advisors, LLC BD affiliatedRIA to affiliated broker-dealer or bankDec 31, 2018Nov 29, 2018
Craig Chambers DawsonHightower Private Client independent RIAHightower Advisors, LLC BD affiliatedRIA to affiliated broker-dealer or bankDec 31, 2018Nov 29, 2018
Michael Karl MithoffHightower Private Client independent RIAHightower Advisors, LLC BD affiliatedRIA to affiliated broker-dealer or bankDec 31, 2018Nov 29, 2018
James Griffin McginnessHightower Private Client independent RIAHightower Advisors, LLC BD affiliatedRIA to affiliated broker-dealer or bankDec 31, 2018Nov 29, 2018
Jeiccy James HakimHightower Private Client independent RIAHightower Advisors, LLC BD affiliatedRIA to affiliated broker-dealer or bankDec 31, 2018Nov 29, 2018
Heinrich GroblerHightower Private Client independent RIAHightower Advisors, LLC BD affiliatedRIA to affiliated broker-dealer or bankDec 31, 2018Nov 29, 2018
Alexandra Mcmaken KantalisHightower Private Client independent RIAHightower Advisors, LLC BD affiliatedRIA to affiliated broker-dealer or bankDec 31, 2018Sep 3, 2019 (246 d)
Brian Wayne JoinerHightower Private Client independent RIAHightower Advisors, LLC BD affiliatedRIA to affiliated broker-dealer or bankDec 31, 2018Nov 29, 2018
Shelby Elizabeth SouleHightower Private Client independent RIAHightower Advisors, LLC BD affiliatedRIA to affiliated broker-dealer or bankDec 31, 2018Nov 29, 2018
Gregory Allen ReidHightower Private Client independent RIACypress Creek Partners asset managerOtherJul 26, 2018Aug 23, 2018
Aaron Roger McinerneyHightower Private Client independent RIASei Investments Management Corp otherOtherJul 26, 2018Mar 29, 2023 (1707 d)
Michelle Cisneros RuchHightower Private Client independent RIACrossmark Global Investments, Inc. mixed wealthRIA to RIAJul 26, 2018Aug 21, 2023 (1852 d)
William Robinson WagnerHightower Private Client independent RIATexas Capital Bank Private Wealth Advisors independent RIARIA to RIAJul 26, 2018Dec 6, 2022 (1594 d)
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21 moves match.