DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Cic Wealth, LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Ryan Bruce Wibberley | Cic Wealth, LLC independent RIA | Apollon Wealth Management, LLC independent RIA | RIA to RIA | Dec 31, 2024 | Oct 7, 2024 |
| Frank Chris Cappadora | Cic Wealth, LLC independent RIA | Apollon Wealth Management, LLC independent RIA | RIA to RIA | Dec 31, 2024 | Oct 7, 2024 |
| Brian M Davis | Cic Wealth, LLC independent RIA | Apollon Wealth Management, LLC independent RIA | RIA to RIA | Dec 31, 2024 | Oct 7, 2024 |
| Michael Brett Fein | Cic Wealth, LLC independent RIA | Apollon Wealth Management, LLC independent RIA | RIA to RIA | Dec 31, 2024 | Oct 7, 2024 |
| Daniel James Pessagno | Cic Wealth, LLC independent RIA | Apollon Wealth Management, LLC independent RIA | RIA to RIA | Dec 31, 2024 | Oct 7, 2024 |
| Sherman Malcolm Ethridge | Cic Wealth, LLC independent RIA | Capital Area Planning Group no RAUM | RIA to a newly registered adviser | Dec 31, 2024 | Oct 17, 2024 |
| Richard Stuart Sebastian | Cic Wealth, LLC independent RIA | Apollon Wealth Management, LLC independent RIA | RIA to RIA | Dec 31, 2024 | Oct 7, 2024 |
| Dawn Priscilla Wright | Cic Wealth, LLC independent RIA | Apollon Wealth Management, LLC independent RIA | RIA to RIA | Dec 31, 2024 | Oct 10, 2024 |
| Austin Lewis Pearl | Cic Wealth, LLC independent RIA | Apollon Wealth Management, LLC independent RIA | RIA to RIA | Dec 31, 2024 | Oct 7, 2024 |
| Desiree Fisher | Cic Wealth, LLC independent RIA | Wealth More Enterprise, Inc. no RAUM | Other | Dec 31, 2024 | Aug 28, 2024 |
| Carlos Emmanuel Salmon | Cic Wealth, LLC independent RIA | Cetera Investment Advisers LLC BD affiliated | RIA to affiliated broker-dealer or bank | Nov 17, 2023 | Dec 6, 2023 |
| Kimberly Grace Nickel | Cic Wealth, LLC independent RIA | Kestra Advisory Services, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Jun 17, 2022 | Jul 1, 2022 |
| James E Roberts | Cic Wealth, LLC independent RIA | Intentional independent RIA | RIA to RIA | Mar 9, 2022 | Jan 1, 2026 (1394 d) |
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13 moves match.