DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Broadway Wealth Solutions
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Carlos Giovanni Castorena | Broadway Wealth Solutions independent RIA | Titleist Asset Management, LLC independent RIA | RIA to RIA | Aug 11, 2025 | Aug 20, 2025 |
| Jonathan Sharg | Broadway Wealth Solutions independent RIA | Fisher Investments independent RIA | RIA to RIA | Jan 16, 2025 | Jan 16, 2025 |
| Fredy L Tun Cifuentes | Broadway Wealth Solutions independent RIA | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | RIA to wirehouse | Jan 16, 2025 | Feb 14, 2025 |
| Gloria Cisneros | Broadway Wealth Solutions independent RIA | Sendero Wealth Management, LLC independent RIA | RIA to RIA | May 7, 2024 | May 15, 2024 |
| Sandra Elodia Justin | Broadway Wealth Solutions independent RIA | Pax Financial Group independent RIA | RIA to RIA | Dec 13, 2023 | Jul 10, 2025 (575 d) |
| Scott Andrew Meenan | Broadway Wealth Solutions independent RIA | J.P. Morgan Securities LLC wirehouse | RIA to wirehouse | Mar 29, 2023 | Apr 19, 2023 |
| Ernesto Aguilar | Broadway Wealth Solutions independent RIA | J.P. Morgan Securities LLC wirehouse | RIA to wirehouse | Aug 26, 2022 | Oct 19, 2022 (54 d) |
| Justin Temple | Broadway Wealth Solutions independent RIA | J.P. Morgan Securities LLC wirehouse | RIA to wirehouse | May 13, 2022 | Jun 1, 2022 |
| Lee Anne Przybyla | Broadway Wealth Solutions independent RIA | Facet independent RIA | RIA to RIA | Jan 14, 2022 | Jan 18, 2022 |
| David Wayne Matthews | Broadway Wealth Solutions independent RIA | Ameriprise Financial Services, LLC national BD | RIA to affiliated broker-dealer or bank | Sep 1, 2021 | Sep 3, 2021 |
| Kenneth J Michaud | Broadway Wealth Solutions independent RIA | Frost Investment Services BD affiliated | RIA to affiliated broker-dealer or bank | Apr 27, 2021 | Sep 15, 2021 (141 d) |
| Amanda Marie Duran | Broadway Wealth Solutions independent RIA | Cuso Financial Services, L.P. BD affiliated | RIA to affiliated broker-dealer or bank | Oct 22, 2018 | May 1, 2019 (191 d) |
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12 moves match.