DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Departures from National Planning Corporation ("Npc Of America" In Fl & Ny)

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

Advisor	From	To	Type	Left	Registered
Michael Richard Fischer	National Planning Corporation ("Npc Of America" In Fl & Ny) other	LPL Financial LLC independent RIA	Other	Nov 29, 2017	Nov 29, 2017
Kurt Chen	National Planning Corporation ("Npc Of America" In Fl & Ny) other	LPL Financial LLC independent RIA	Other	Nov 29, 2017	Nov 29, 2017
Julian Kamaunu Romero	National Planning Corporation ("Npc Of America" In Fl & Ny) other	LPL Financial LLC independent RIA	Other	Nov 29, 2017	Nov 29, 2017
Lee Francis Hurney	National Planning Corporation ("Npc Of America" In Fl & Ny) other	LPL Financial LLC independent RIA	Other	Nov 29, 2017	Nov 29, 2017
Jeffrey David Seuferling	National Planning Corporation ("Npc Of America" In Fl & Ny) other	Trilogy Capital, Inc. no RAUM	Other	Nov 29, 2017	Nov 23, 2015
Michael Christopher Loo	National Planning Corporation ("Npc Of America" In Fl & Ny) other	Trilogy Capital, Inc. no RAUM	Other	Nov 29, 2017	Dec 1, 2015
Daniel Jason Buster	National Planning Corporation ("Npc Of America" In Fl & Ny) other	Valley Wealth Strategies unclassified	Other	Nov 29, 2017	May 16, 2017
Eric Wilford Bond	National Planning Corporation ("Npc Of America" In Fl & Ny) other	LPL Financial LLC independent RIA	Other	Nov 29, 2017	Nov 29, 2017
Eric Lee Landis	National Planning Corporation ("Npc Of America" In Fl & Ny) other	LPL Financial LLC independent RIA	Other	Nov 29, 2017	Nov 29, 2017
Heather Lynn Klutznick	National Planning Corporation ("Npc Of America" In Fl & Ny) other	Trilogy Capital, Inc. no RAUM	Other	Nov 29, 2017	Nov 23, 2015
Michael Aaron Resnik	National Planning Corporation ("Npc Of America" In Fl & Ny) other	LPL Financial LLC independent RIA	Other	Nov 29, 2017	Nov 29, 2017
Keri Irene Pugh	National Planning Corporation ("Npc Of America" In Fl & Ny) other	LPL Financial LLC independent RIA	Other	Nov 29, 2017	Nov 29, 2017
Garrett P Freitag	National Planning Corporation ("Npc Of America" In Fl & Ny) other	LPL Financial LLC independent RIA	Other	Nov 29, 2017	Nov 29, 2017
Frederick Ayer Fisher	National Planning Corporation ("Npc Of America" In Fl & Ny) other	Ostrofe Financial Consultants Inc independent RIA	Other	Nov 29, 2017	Apr 6, 2018 (128 d)
Thomas Matthew Sallady	National Planning Corporation ("Npc Of America" In Fl & Ny) other	LPL Financial LLC independent RIA	Other	Nov 29, 2017	Nov 29, 2017
Ryan Vincent Sapp	National Planning Corporation ("Npc Of America" In Fl & Ny) other	LPL Financial LLC independent RIA	Other	Nov 29, 2017	Nov 29, 2017
Rance Gene Sweeten	National Planning Corporation ("Npc Of America" In Fl & Ny) other	LPL Financial LLC independent RIA	Other	Nov 29, 2017	Nov 29, 2017
Douglas Edward Norman	National Planning Corporation ("Npc Of America" In Fl & Ny) other	LPL Financial LLC independent RIA	Other	Nov 29, 2017	Nov 29, 2017
Samuel Darden	National Planning Corporation ("Npc Of America" In Fl & Ny) other	Trilogy Capital, Inc. other	Other	Nov 29, 2017	Jul 7, 2016
Sherise Lanay Steele	National Planning Corporation ("Npc Of America" In Fl & Ny) other	LPL Financial LLC independent RIA	Other	Nov 29, 2017	Nov 29, 2017
Yan Li	National Planning Corporation ("Npc Of America" In Fl & Ny) other	LPL Financial LLC independent RIA	Other	Nov 29, 2017	Nov 29, 2017
Rodney N Brown	National Planning Corporation ("Npc Of America" In Fl & Ny) other	LPL Financial LLC independent RIA	Other	Nov 29, 2017	Nov 29, 2017
Jonathan David Benge	National Planning Corporation ("Npc Of America" In Fl & Ny) other	LPL Financial LLC independent RIA	Other	Nov 29, 2017	Nov 29, 2017
Rodney Brian Smith	National Planning Corporation ("Npc Of America" In Fl & Ny) other	LPL Financial LLC independent RIA	Other	Nov 29, 2017	Nov 29, 2017
William Dee Montplaisir	National Planning Corporation ("Npc Of America" In Fl & Ny) other	LPL Financial LLC independent RIA	Other	Nov 29, 2017	Nov 29, 2017
Brian Larry Rogers	National Planning Corporation ("Npc Of America" In Fl & Ny) other	LPL Financial LLC independent RIA	Other	Nov 29, 2017	Nov 29, 2017
Christopher David Garcia	National Planning Corporation ("Npc Of America" In Fl & Ny) other	LPL Financial LLC independent RIA	Other	Nov 29, 2017	Nov 29, 2017
Damon John Tyler	National Planning Corporation ("Npc Of America" In Fl & Ny) other	LPL Financial LLC independent RIA	Other	Nov 29, 2017	Nov 29, 2017
Cary S Boring	National Planning Corporation ("Npc Of America" In Fl & Ny) other	Trilogy Capital, Inc. no RAUM	Other	Nov 29, 2017	Nov 23, 2015
Scott Michael Burns	National Planning Corporation ("Npc Of America" In Fl & Ny) other	LPL Financial LLC independent RIA	Other	Nov 29, 2017	Nov 29, 2017
Ronald Dean Bailey	National Planning Corporation ("Npc Of America" In Fl & Ny) other	LPL Financial LLC independent RIA	Other	Nov 29, 2017	Nov 29, 2017
Jill Lynn Knoll	National Planning Corporation ("Npc Of America" In Fl & Ny) other	LPL Financial LLC independent RIA	Other	Nov 29, 2017	Nov 29, 2017
Danny Allan Payne	National Planning Corporation ("Npc Of America" In Fl & Ny) other	LPL Financial LLC independent RIA	Other	Nov 29, 2017	Nov 29, 2017
Brian Thomas Gasbarro	National Planning Corporation ("Npc Of America" In Fl & Ny) other	Trilogy Capital, Inc. other	Other	Nov 29, 2017	Jul 5, 2016
Patrick James Fovel	National Planning Corporation ("Npc Of America" In Fl & Ny) other	LPL Financial LLC independent RIA	Other	Nov 29, 2017	Nov 29, 2017
James Robert Young	National Planning Corporation ("Npc Of America" In Fl & Ny) other	Trilogy Capital, Inc. no RAUM	Other	Nov 29, 2017	Dec 1, 2015
Robert J Ochoa	National Planning Corporation ("Npc Of America" In Fl & Ny) other	Trilogy Capital, Inc. no RAUM	Other	Nov 29, 2017	Jan 21, 2016
John Joseph Erny	National Planning Corporation ("Npc Of America" In Fl & Ny) other	LPL Financial LLC independent RIA	Other	Nov 29, 2017	Nov 29, 2017
Eric Ernst Hughes	National Planning Corporation ("Npc Of America" In Fl & Ny) other	Valley Wealth Strategies, LLC independent RIA	Other	Nov 29, 2017	Dec 12, 2017
Robert Joseph Folse	National Planning Corporation ("Npc Of America" In Fl & Ny) other	LPL Financial LLC independent RIA	Other	Nov 29, 2017	Nov 29, 2017
David Foster Huisinga	National Planning Corporation ("Npc Of America" In Fl & Ny) other	Trilogy Capital, Inc. no RAUM	Other	Nov 29, 2017	Dec 1, 2015
Stephen Ernst Maurer	National Planning Corporation ("Npc Of America" In Fl & Ny) other	LPL Financial LLC independent RIA	Other	Nov 29, 2017	Nov 29, 2017
Gary Sussman	National Planning Corporation ("Npc Of America" In Fl & Ny) other	Trilogy Capital, Inc. no RAUM	Other	Nov 29, 2017	Jan 13, 2016
Melanie Denise Milam	National Planning Corporation ("Npc Of America" In Fl & Ny) other	Gateway Wealth Partners, LLC independent RIA	Other	Nov 29, 2017	Feb 14, 2023 (1903 d)
Robert Galindo	National Planning Corporation ("Npc Of America" In Fl & Ny) other	The Planners Network, Inc. other	Other	Nov 29, 2017	Jul 6, 2016
Joseph Stephen Vita	National Planning Corporation ("Npc Of America" In Fl & Ny) other	Trilogy Capital, Inc. other	Other	Nov 29, 2017	Jul 5, 2016
Pamela Joanne Zedick	National Planning Corporation ("Npc Of America" In Fl & Ny) other	Valley Wealth Strategies unclassified	Other	Nov 29, 2017	May 30, 2017
Michael David Sutherland	National Planning Corporation ("Npc Of America" In Fl & Ny) other	LPL Financial LLC independent RIA	Other	Nov 29, 2017	Nov 29, 2017
Stephen Allen Hartel	National Planning Corporation ("Npc Of America" In Fl & Ny) other	Trilogy Capital, Inc. other	Other	Nov 29, 2017	Jan 30, 2017
Mark Cullen Weg	National Planning Corporation ("Npc Of America" In Fl & Ny) other	LPL Financial LLC independent RIA	Other	Nov 29, 2017	Nov 29, 2017
Lewis Morton Wallensky	National Planning Corporation ("Npc Of America" In Fl & Ny) other	Lewis M. Wallensky Associates state registered	Other	Nov 29, 2017	Jan 5, 2017
Daniel Alan Raymond	National Planning Corporation ("Npc Of America" In Fl & Ny) other	Valley Wealth Strategies unclassified	Other	Nov 29, 2017	Jan 4, 2017
Christopher Rocco Cottone	National Planning Corporation ("Npc Of America" In Fl & Ny) other	Integrity Investment Advisors, LLC state registered	Other	Nov 29, 2017	Feb 10, 2015
Windus Allison Fernandez Brinkkord	National Planning Corporation ("Npc Of America" In Fl & Ny) other	Trilogy Capital, Inc. no RAUM	Other	Nov 29, 2017	Dec 1, 2015
Joseph Antoine Sirgy	National Planning Corporation ("Npc Of America" In Fl & Ny) other	Trilogy Capital, Inc. no RAUM	Other	Nov 29, 2017	Jan 5, 2016
Phillip Matthew Bell	National Planning Corporation ("Npc Of America" In Fl & Ny) other	LPL Financial LLC independent RIA	Other	Nov 29, 2017	Nov 29, 2017
Douglas Gregory Malan	National Planning Corporation ("Npc Of America" In Fl & Ny) other	LPL Financial LLC independent RIA	Other	Nov 29, 2017	Nov 29, 2017
Kathleen Xuan Phan	National Planning Corporation ("Npc Of America" In Fl & Ny) other	LPL Financial LLC independent RIA	Other	Nov 29, 2017	Nov 29, 2017
Stephen Constantine Kamnitsis	National Planning Corporation ("Npc Of America" In Fl & Ny) other	LPL Financial LLC independent RIA	Other	Nov 29, 2017	Nov 29, 2017
Clayton Albert Cornhall	National Planning Corporation ("Npc Of America" In Fl & Ny) other	Trilogy Capital, Inc. no RAUM	Other	Nov 29, 2017	Jan 13, 2016

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1,293 moves match.