DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Build Asset Management
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Matthew Joseph Cawley | Build Asset Management asset manager | Eide Bailly Advisors, LLC independent RIA | Other | Apr 27, 2022 | Oct 26, 2022 (182 d) |
| David Murphy | Build Asset Management asset manager | Lazard Asset Management LLC other | Other | Dec 21, 2021 | Dec 17, 2021 |
| Jacob Crawford Koodrich | Build Asset Management asset manager | Badgley Phelps Wealth Managers independent RIA | Other | Nov 17, 2021 | Feb 28, 2024 (833 d) |
| Hugh Michael Tuomey | Build Asset Management asset manager | Hsbc Securities (USA) Inc. BD affiliated | Other | Jun 21, 2021 | Sep 21, 2021 (92 d) |
| Jeffrey Thrana | Build Asset Management asset manager | Ameriprise Financial Services, LLC national BD | Other | May 18, 2021 | Jun 30, 2021 (43 d) |
| Shinda Bickham | Build Asset Management asset manager | UBS Financial Services Inc. wirehouse | Other | Mar 1, 2021 | Jul 30, 2021 (151 d) |
| Jeffrey T Lozier | Build Asset Management asset manager | Morgan Stanley wirehouse | Other | Mar 1, 2021 | Jul 23, 2022 (509 d) |
| Thomas Aaron Bakamus | Build Asset Management asset manager | Triad Investment Management independent RIA | Other | Mar 1, 2021 | May 27, 2021 (87 d) |
| Charles Dillon Crist | Build Asset Management asset manager | Tlg Advisors, Inc. BD affiliated | Other | Mar 1, 2021 | Oct 21, 2022 (599 d) |
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9 moves match.