DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Transcend Capital Advisors, LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Richard Joseph Swift | Transcend Capital Advisors, LLC independent RIA | Private Advisor Group, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Aug 18, 2026 | Jul 30, 2026 |
| Mike Scott Saul | Transcend Capital Advisors, LLC independent RIA | Cary Street Partners BD affiliated | RIA to affiliated broker-dealer or bank | Oct 21, 2025 | Oct 16, 2025 |
| Amy D Macisaac | Transcend Capital Advisors, LLC independent RIA | Cary Street Partners BD affiliated | RIA to affiliated broker-dealer or bank | Oct 21, 2025 | Oct 16, 2025 |
| Kyle Saul | Transcend Capital Advisors, LLC independent RIA | Cary Street Partners BD affiliated | RIA to affiliated broker-dealer or bank | Oct 21, 2025 | Oct 22, 2025 |
| Andrew Howard Moss | Transcend Capital Advisors, LLC independent RIA | Elevation Point Wealth Partners, LLC independent RIA | RIA to RIA | May 1, 2025 | Apr 18, 2025 |
| Matthew Alan Harbarcuk | Transcend Capital Advisors, LLC independent RIA | Elevation Point Wealth Partners, LLC independent RIA | RIA to RIA | May 1, 2025 | Apr 16, 2025 |
| Cheryl Joan Andrew | Transcend Capital Advisors, LLC independent RIA | Ibex Wealth Advisors, LLC independent RIA | RIA to RIA | Jan 24, 2025 | Jan 30, 2025 |
| Richard S. Spinner | Transcend Capital Advisors, LLC independent RIA | Cary Street Partners BD affiliated | RIA to affiliated broker-dealer or bank | Nov 25, 2024 | Dec 4, 2024 |
| James Francis Baka | Transcend Capital Advisors, LLC independent RIA | U.S. Bancorp Investments, Inc. BD affiliated | RIA to affiliated broker-dealer or bank | Feb 9, 2023 | Aug 3, 2023 (175 d) |
| James Priester Hughes | Transcend Capital Advisors, LLC independent RIA | Freestone Capital Management, LLC independent RIA | RIA to RIA | Apr 26, 2022 | Jul 19, 2023 (449 d) |
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10 moves match.