DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Departures from Independence Wealth Advisors, LLC

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Mitchell Alban KotheimerIndependence Wealth Advisors, LLC independent RIABrighton Jones LLC independent RIARIA to RIAApr 28, 2026May 9, 2026
Nicholas Peter MuellerIndependence Wealth Advisors, LLC independent RIAIntegrity Alliance, LLC BD affiliatedRIA to affiliated broker-dealer or bankMar 3, 2025Apr 20, 2026 (413 d)
Richard AhrensIndependence Wealth Advisors, LLC independent RIAClearstead; Clearstead Advisory Solutions independent RIARIA to RIASep 19, 2024Oct 14, 2024
Matthew Hampton MatheneyIndependence Wealth Advisors, LLC independent RIAGuardian Wealth Partners, LLC independent RIARIA to RIAApr 25, 2023Sep 12, 2023 (140 d)
Phillip HuffIndependence Wealth Advisors, LLC independent RIAGolden Reserve Retirement, LLC independent RIARIA to RIAJan 6, 2022Mar 3, 2022 (56 d)
Austin Robert MaukIndependence Wealth Advisors, LLC independent RIAJanney Montgomery Scott LLC BD affiliatedRIA to affiliated broker-dealer or bankDec 21, 2021Aug 9, 2022 (231 d)
Joseph Frank GrimsicIndependence Wealth Advisors, LLC independent RIAPruco Securities, LLC BD affiliatedRIA to affiliated broker-dealer or bankJul 12, 2021Sep 28, 2021 (78 d)
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7 moves match.