DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Secfi Advisory Limited
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Eric M Thompson | Secfi Advisory Limited other | Titan independent RIA | Other | Jun 15, 2026 | Jun 29, 2026 |
| Christopher Alan Arnold | Secfi Advisory Limited other | Xypn Sapphire asset manager | Other | Jan 13, 2025 | Dec 23, 2024 |
| Brett Peter Wysopal | Secfi Advisory Limited other | Wysopal Wealth state registered | Other | Sep 20, 2024 | Sep 23, 2024 |
| Victoria E Ferguson | Secfi Advisory Limited asset manager | Dentist Advisors independent RIA | Other | May 16, 2023 | Jun 2, 2023 |
| Emiliano Rios Caban | Secfi Advisory Limited asset manager | Fruitful no RAUM | Other | Apr 13, 2023 | Sep 21, 2023 (161 d) |
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5 moves match.