DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Cardea Capital Advisors, LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Patrick Allan Thomas | Cardea Capital Advisors, LLC independent RIA | Mpwm Advisory Solutions LLC independent RIA | RIA to RIA | May 22, 2026 | May 28, 2026 |
| Carolyn Larocco | Cardea Capital Advisors, LLC independent RIA | Lcp Institutional, LLC mixed wealth | RIA to RIA | May 4, 2023 | Apr 6, 2023 |
| Dara Beth Day | Cardea Capital Advisors, LLC independent RIA | Captrust institutional | Other | Feb 10, 2022 | Jan 10, 2024 (699 d) |
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3 moves match.