DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Tmd Wealth Management
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Todd Macarthur Douma | Tmd Wealth Management independent RIA | Northcoast Asset Management LLC independent RIA | RIA to RIA | Jul 1, 2024 | Jul 24, 2024 |
| Eric Jeffrey Anthony | Tmd Wealth Management independent RIA | Northcoast Asset Management LLC independent RIA | RIA to RIA | Jul 1, 2024 | Jul 29, 2024 |
| Gavin David Lyons | Tmd Wealth Management independent RIA | Northcoast Asset Management LLC independent RIA | RIA to RIA | Jul 1, 2024 | Jul 24, 2024 |
| Mark William Rizvi | Tmd Wealth Management independent RIA | Northcoast Asset Management LLC independent RIA | RIA to RIA | Jul 1, 2024 | Aug 1, 2024 (31 d) |
| Dante Peterson | Tmd Wealth Management independent RIA | Northcoast Asset Management LLC independent RIA | RIA to RIA | Jul 1, 2024 | Jul 30, 2024 |
| Shawn Jerome West | Tmd Wealth Management independent RIA | Curafin Advisors no RAUM | RIA to a newly registered adviser | Apr 30, 2024 | Jun 7, 2024 (38 d) |
| Robert Henry Himmelman | Tmd Wealth Management independent RIA | Stratos Wealth Partners, Ltd BD affiliated | RIA to affiliated broker-dealer or bank | Feb 28, 2023 | Feb 27, 2024 (364 d) |
| Steven Eugene Neeley | Tmd Wealth Management independent RIA | Fortress Capital Advisors state registered | RIA to a state-registered adviser | Aug 3, 2022 | Aug 30, 2022 |
| James Benjamin Palmer | Tmd Wealth Management independent RIA | Vanguard Advisers, Inc. BD affiliated | RIA to affiliated broker-dealer or bank | Apr 11, 2022 | Apr 26, 2022 |
| Jason Kennedy | Tmd Wealth Management independent RIA | Commonwealth Financial Network national BD | RIA to affiliated broker-dealer or bank | Feb 1, 2022 | Feb 16, 2022 |
| Rylan Philip Folts | Tmd Wealth Management independent RIA | The Ameriflex Group BD affiliated | RIA to affiliated broker-dealer or bank | Dec 4, 2020 | Apr 6, 2026 (1949 d) |
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11 moves match.