DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Interocean Capital
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Mark E Carr | Interocean Capital independent RIA | Focus Partners Wealth, LLC independent RIA | RIA to RIA | Jul 30, 2024 | May 8, 2024 |
| David Venegas | Interocean Capital independent RIA | Focus Partners Wealth, LLC independent RIA | RIA to RIA | Jul 30, 2024 | May 8, 2024 |
| Rege Scott Eisaman | Interocean Capital independent RIA | Focus Partners Wealth, LLC independent RIA | RIA to RIA | Jul 30, 2024 | May 1, 2024 |
| Michael Joshua Carlin | Interocean Capital independent RIA | Focus Partners Wealth, LLC independent RIA | RIA to RIA | Jul 30, 2024 | May 1, 2024 |
| Michael Lee Dixon | Interocean Capital independent RIA | Focus Partners Wealth, LLC independent RIA | RIA to RIA | Jul 30, 2024 | May 1, 2024 |
| Jason Lee Buck | Interocean Capital independent RIA | Focus Partners Wealth, LLC independent RIA | RIA to RIA | Jul 30, 2024 | May 1, 2024 |
| Jeffrey Scott Camp | Interocean Capital independent RIA | Focus Partners Wealth, LLC independent RIA | RIA to RIA | Jul 30, 2024 | May 1, 2024 |
| Phillip Brian Cook | Interocean Capital independent RIA | Focus Partners Wealth, LLC independent RIA | RIA to RIA | Jul 30, 2024 | May 1, 2024 |
| Robin Jan Patinkin | Interocean Capital independent RIA | Focus Partners Wealth, LLC independent RIA | RIA to RIA | Jul 30, 2024 | May 3, 2024 |
| Arthur Edward Zaske | Interocean Capital independent RIA | Focus Partners Wealth, LLC independent RIA | RIA to RIA | Jul 30, 2024 | May 3, 2024 |
| Shaunna Marie Zoeckler | Interocean Capital independent RIA | Focus Partners Wealth, LLC independent RIA | RIA to RIA | Jul 30, 2024 | May 29, 2024 |
| Drake Arlon Qualls | Interocean Capital independent RIA | Focus Partners Wealth, LLC independent RIA | RIA to RIA | Jul 30, 2024 | Jun 17, 2024 |
| Erik Nels Larson | Interocean Capital independent RIA | Focus Partners Wealth, LLC independent RIA | RIA to RIA | Jul 30, 2024 | May 1, 2024 |
| Tyler Edward Harrison | Interocean Capital independent RIA | Focus Partners Wealth, LLC independent RIA | RIA to RIA | Jul 30, 2024 | May 2, 2024 |
| Nicholas David Rounds | Interocean Capital independent RIA | Focus Partners Wealth, LLC independent RIA | RIA to RIA | Jul 30, 2024 | May 1, 2024 |
| Mackenzie Cunningham | Interocean Capital independent RIA | Focus Partners Wealth, LLC independent RIA | RIA to RIA | Jul 30, 2024 | May 2, 2024 |
| James R Hammack | Interocean Capital independent RIA | William Blair & Company L.L.C. BD affiliated | RIA to affiliated broker-dealer or bank | Jul 30, 2024 | May 24, 2024 |
| David Alexander Zaske | Interocean Capital independent RIA | Focus Partners Wealth, LLC independent RIA | RIA to RIA | Jul 30, 2024 | May 1, 2024 |
| Andrew Thomas Cook | Interocean Capital independent RIA | Focus Partners Wealth, LLC independent RIA | RIA to RIA | Jul 30, 2024 | May 3, 2024 |
| Mark Harold Bergsohn | Interocean Capital independent RIA | Focus Partners Wealth, LLC independent RIA | RIA to RIA | Jul 30, 2024 | May 1, 2024 |
| Bhawana Khurana | Interocean Capital independent RIA | Focus Partners Wealth, LLC independent RIA | RIA to RIA | Jul 30, 2024 | May 1, 2024 |
| David James Janczewski | Interocean Capital independent RIA | Focus Partners Wealth, LLC independent RIA | RIA to RIA | Jul 30, 2024 | May 1, 2024 |
| Alex J Hattenhauer | Interocean Capital independent RIA | Focus Partners Wealth, LLC independent RIA | RIA to RIA | Jul 30, 2024 | May 3, 2024 |
| William P Barclay | Interocean Capital independent RIA | Focus Partners Wealth, LLC independent RIA | RIA to RIA | Jul 30, 2024 | May 29, 2024 |
| John Nicholas Mccormick | Interocean Capital independent RIA | Focus Partners Wealth, LLC independent RIA | RIA to RIA | Jul 30, 2024 | May 1, 2024 |
| Andrea Lee Donaldson | Interocean Capital independent RIA | Msh Capital Advisors LLC independent RIA | RIA to RIA | Jun 7, 2023 | Apr 18, 2023 |
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26 moves match.