DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Ica Group Wealth Management, LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Kelly Lynn Bauman | Ica Group Wealth Management, LLC independent RIA | LPL Financial LLC BD affiliated | RIA to affiliated broker-dealer or bank | Sep 23, 2024 | Jun 24, 2024 |
| John Richard Berry | Ica Group Wealth Management, LLC independent RIA | LPL Financial LLC BD affiliated | RIA to affiliated broker-dealer or bank | Sep 23, 2024 | Jun 24, 2024 |
| Randy Allen Schmidt | Ica Group Wealth Management, LLC independent RIA | LPL Financial LLC BD affiliated | RIA to affiliated broker-dealer or bank | Sep 23, 2024 | Jun 25, 2024 |
| Guy Lamar James | Ica Group Wealth Management, LLC independent RIA | Cetera Investment Advisers LLC BD affiliated | RIA to affiliated broker-dealer or bank | Sep 23, 2024 | Jun 15, 2026 (630 d) |
| Jonathan Robert Donnaway | Ica Group Wealth Management, LLC independent RIA | LPL Financial LLC BD affiliated | RIA to affiliated broker-dealer or bank | Sep 23, 2024 | Jun 25, 2024 |
| Christopher James Siverson | Ica Group Wealth Management, LLC independent RIA | LPL Financial LLC BD affiliated | RIA to affiliated broker-dealer or bank | Sep 23, 2024 | Jan 1, 2026 (465 d) |
| Nicholas Edward Huss | Ica Group Wealth Management, LLC independent RIA | LPL Financial LLC BD affiliated | RIA to affiliated broker-dealer or bank | Sep 23, 2024 | Jun 24, 2024 |
| Paul J Gunderson | Ica Group Wealth Management, LLC independent RIA | Northwestern Mutual Investment Services,LLC no RAUM | Other | Sep 23, 2024 | Jul 7, 2025 (287 d) |
| Amanda Michelle Holmes | Ica Group Wealth Management, LLC independent RIA | LPL Financial LLC BD affiliated | RIA to affiliated broker-dealer or bank | Sep 23, 2024 | Jun 25, 2024 |
| Andrew Thomas Maynerich | Ica Group Wealth Management, LLC independent RIA | Maynerich Financial no RAUM | RIA to a newly registered adviser | Sep 23, 2024 | Oct 18, 2024 |
| Jeremy Shane Willson | Ica Group Wealth Management, LLC independent RIA | LPL Financial LLC BD affiliated | RIA to affiliated broker-dealer or bank | Sep 23, 2024 | Jun 24, 2024 |
| Freeman James | Ica Group Wealth Management, LLC independent RIA | Cetera Investment Advisers LLC BD affiliated | RIA to affiliated broker-dealer or bank | Sep 23, 2024 | Jun 15, 2026 (630 d) |
| Karla Jill Brown | Ica Group Wealth Management, LLC independent RIA | LPL Financial LLC BD affiliated | RIA to affiliated broker-dealer or bank | Aug 30, 2024 | Jul 3, 2024 |
| Laura Beth Watson | Ica Group Wealth Management, LLC independent RIA | LPL Financial LLC BD affiliated | RIA to affiliated broker-dealer or bank | Aug 30, 2024 | Jun 24, 2024 |
| James Robert Tabb | Ica Group Wealth Management, LLC independent RIA | LPL Financial LLC BD affiliated | RIA to affiliated broker-dealer or bank | Aug 30, 2024 | Jun 3, 2024 |
| Jacob Preston | Ica Group Wealth Management, LLC independent RIA | LPL Financial LLC BD affiliated | RIA to affiliated broker-dealer or bank | Aug 30, 2024 | Jan 1, 2025 (124 d) |
| Shawn William Dunnigan | Ica Group Wealth Management, LLC independent RIA | LPL Financial LLC BD affiliated | RIA to affiliated broker-dealer or bank | Aug 6, 2024 | Jun 25, 2024 |
| Jack Davis Dunnigan | Ica Group Wealth Management, LLC independent RIA | LPL Financial LLC BD affiliated | RIA to affiliated broker-dealer or bank | Aug 6, 2024 | Jun 24, 2024 |
| Alissa L Axford | Ica Group Wealth Management, LLC independent RIA | LPL Financial LLC BD affiliated | RIA to affiliated broker-dealer or bank | Jul 22, 2024 | Jun 25, 2024 |
| Matthew Samson | Ica Group Wealth Management, LLC independent RIA | Ils Financial, LLC state registered | RIA to a state-registered adviser | Jun 27, 2024 | Jun 28, 2024 |
| Bradley Edward Connors | Ica Group Wealth Management, LLC independent RIA | Iwealth no RAUM | RIA to a newly registered adviser | Jun 21, 2024 | Apr 5, 2024 |
| Shawn Todd Pomeroy | Ica Group Wealth Management, LLC independent RIA | Iwealth no RAUM | RIA to a newly registered adviser | Jun 21, 2024 | Apr 5, 2024 |
| Johnathon Percy Eykyn | Ica Group Wealth Management, LLC independent RIA | Iwealth no RAUM | RIA to a newly registered adviser | Jun 21, 2024 | Apr 5, 2024 |
| Justin Wesley Bates | Ica Group Wealth Management, LLC independent RIA | LPL Financial LLC BD affiliated | RIA to affiliated broker-dealer or bank | Oct 31, 2023 | Oct 25, 2023 |
| Andrew Glover | Ica Group Wealth Management, LLC independent RIA | Kroon & Mitchell Asset Management LLC independent RIA | RIA to RIA | Apr 18, 2022 | May 3, 2022 |
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25 moves match.