DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Departures from Retirement Planning Solutions, LLC

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Kamal KabraRetirement Planning Solutions, LLC independent RIAPrivate Advisor Group, LLC BD affiliatedRIA to affiliated broker-dealer or bankSep 2, 2026Sep 2, 2026
Marc Andre NoonanRetirement Planning Solutions, LLC independent RIALegacy Advisory Services unclassifiedOtherJul 1, 2026Oct 28, 2021
John Carroll HutchinsRetirement Planning Solutions, LLC independent RIASilver Oak Securities, Inc. BD affiliatedRIA to affiliated broker-dealer or bankJul 1, 2026Feb 11, 2026
Michael George BattagliaRetirement Planning Solutions, LLC independent RIAApollon Wealth Management, LLC independent RIARIA to RIAFeb 3, 2026Dec 4, 2025
Bryce Howard LanhamRetirement Planning Solutions, LLC independent RIAApollon Wealth Management, LLC independent RIARIA to RIAJan 6, 2026Nov 20, 2025
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5 moves match.