DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Grove Point Advisors, LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Robin Elizabeth Pacholder | Grove Point Advisors, LLC BD affiliated | Northwestern Mutual Investment Services,LLC no RAUM | Other | Oct 1, 2021 | Dec 17, 2021 (77 d) |
| Mark Avallone | Grove Point Advisors, LLC BD affiliated | Commonwealth Financial Network national BD | Affiliated broker-dealer or bank to another | Sep 9, 2021 | Sep 8, 2021 |
| John David Orem | Grove Point Advisors, LLC BD affiliated | Commonwealth Financial Network national BD | Affiliated broker-dealer or bank to another | Sep 9, 2021 | Sep 8, 2021 |
| Trinity Elaine Grall | Grove Point Advisors, LLC BD affiliated | Commonwealth Financial Network national BD | Affiliated broker-dealer or bank to another | Sep 9, 2021 | Sep 8, 2021 |
| Eden Tadesse Akana | Grove Point Advisors, LLC BD affiliated | Raymond James Financial Services Advisors, Inc BD affiliated | Affiliated broker-dealer or bank to another | Aug 9, 2021 | Aug 10, 2021 |
| William Duval White | Grove Point Advisors, LLC BD affiliated | Ip Financial Advisory Services LLC BD affiliated | Affiliated broker-dealer or bank to another | Jul 21, 2021 | Jul 9, 2021 |
| Charles Joseph Ingulli | Grove Point Advisors, LLC BD affiliated | Ameriprise Financial Services, LLC national BD | Affiliated broker-dealer or bank to another | Jul 20, 2021 | Mar 16, 2023 (604 d) |
| Langston Washington | Grove Point Advisors, LLC BD affiliated | Fidelity Personal And Workplace Advisors BD affiliated | Affiliated broker-dealer or bank to another | Jun 28, 2021 | Jul 21, 2021 |
| Anna Kim | Grove Point Advisors, LLC BD affiliated | Sei Investments Management Corp other | Other | May 28, 2021 | Jan 25, 2022 (242 d) |
| James Cofer Winters | Grove Point Advisors, LLC BD affiliated | Ip Financial Advisory Services LLC BD affiliated | Affiliated broker-dealer or bank to another | Apr 30, 2021 | Apr 26, 2021 |
| Matthew Joseph Pustover | Grove Point Advisors, LLC BD affiliated | Cambridge Investment Research Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Apr 30, 2021 | Apr 30, 2021 |
Page 3 of 3Previous
131 moves match.