DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Departures from Alden Investment Group

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Jack Roland CostelloAlden Investment Group independent RIAEthos Financial Group, LLC independent RIARIA to RIAJul 16, 2026Aug 3, 2026
Mark Timothy YoungsAlden Investment Group independent RIAEthos Financial Group, LLC independent RIARIA to RIAJul 3, 2026Jul 5, 2026
Larissa Jane CostelloAlden Investment Group independent RIAEthos Financial Group, LLC independent RIARIA to RIAJul 3, 2026Jul 3, 2026
Steven Dominic CacciuttiAlden Investment Group independent RIAConsolidated Portfolio Review Corp independent RIARIA to RIAJun 1, 2026Jun 1, 2026
Vincent Stephen LucchesiAlden Investment Group independent RIAKingswood Wealth Advisors, LLC BD affiliatedRIA to affiliated broker-dealer or bankNov 21, 2025Nov 25, 2025
Kim DesioAlden Investment Group independent RIAKingswood Wealth Advisors, LLC BD affiliatedRIA to affiliated broker-dealer or bankNov 21, 2025Nov 28, 2025
James Lawrence CadyAlden Investment Group independent RIARaymond James Financial Services Advisors, Inc BD affiliatedRIA to affiliated broker-dealer or bankNov 14, 2025Nov 18, 2025
John Francis DolanAlden Investment Group independent RIAKingswood Wealth Advisors, LLC BD affiliatedRIA to affiliated broker-dealer or bankOct 17, 2025Oct 16, 2025
John Mitchell MorenoAlden Investment Group independent RIATlg Advisors, Inc. BD affiliatedRIA to affiliated broker-dealer or bankJun 10, 2025Apr 30, 2026 (324 d)
Brian D BroganAlden Investment Group independent RIABrogan Asset Management, LLC state registeredRIA to a state-registered adviserMay 30, 2025Dec 3, 2025 (187 d)
Young Suh KimAlden Investment Group independent RIAAnacapa Financial, LLC state registeredRIA to a state-registered adviserOct 31, 2024Jan 1, 2026 (427 d)
Heidi R ReyesAlden Investment Group independent RIAUBS Financial Services Inc. wirehouseRIA to wirehouseDec 31, 2022Jan 9, 2023
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12 moves match.